STIRLING PROPERTY FUNDS LTD AFS Licensee 497783 NSW Current2017-10-26 STK MARKETS PTY LTD AFS Licensee 537530 NSW Current2022-08-09 STOCKLAND CAPITAL PARTNERS LIMITED AFS Licensee 241188 NSW Current2004-05-21 STOCKLAND MANAGEMENT LIMITED AFS Licensee 284395 NSW Current2005-04-01 STOCKLAND TRUST MANAGEMENT LIMITED AFS Licensee 241190 NSW Current2004-03-01 STOCKWELL FUNDS MANAGEMENT PTY LTD AFS Licensee 437581 QLD Current2013-06-27 STONEPATH CAPITAL PTY LTD AFS Licensee 569830 VIC Current2025-12-10 STONEX FINANCIAL PTY LTD AFS Licensee 345646 NSW Current2010-05-31 STRAIGHT BAT AFSL PTY LTD AFS Licensee 566211 VIC Current2025-09-03 STRATEGEM INVESTMENT SERVICES PTY. LTD. AFS Licensee 244222 VIC Current2003-12-02 STRATEGIC FINANCIAL PLANNERS PTY LTD AFS Licensee 246845 VIC Current2004-03-01 STRATEGY FIRST FINANCIAL PLANNING PTY LTD AFS Licensee 290771 NSW Current2005-09-02 STRATHMORE INVESTMENT MANAGEMENT PTY LTD AFS Licensee 545554 NSW Current2023-03-14 STRATOS TRADING PTY. LIMITED AFS Licensee 309763 VIC Current2007-05-15 STRONGHOLD INVESTMENT MANAGEMENT PTY LTD AFS Licensee 480957 QLD Current2015-12-11 STROPRO COMPLIANCE PTY LTD AFS Licensee 533443 NSW Current2021-09-21 STRUCTURED INVESTMENT SOLUTIONS PTY LIMITED AFS Licensee 298480 NSW Current2006-05-01 STURT CAPITAL PTY LTD AFS Licensee 362429 NSW Current2010-08-20 SUMITOMO MITSUI BANKING CORPORATION AFS Licensee 288519 NSW Current2006-06-30 SUMMERLAND FINANCIAL SERVICES LIMITED AFS Licensee 239238 NSW Current2004-02-15 SUMNER CAPITAL PTY LTD AFS Licensee 466735 NSW Current2015-02-03 SUMO FINANCIAL SERVICES PTY LTD AFS Licensee 505704 QLD Current2018-05-14 SUNRISE BROKERS (HONG KONG) LIMITED AFS Licensee 528312 — Current2021-07-26 SUPER HOUSING PARTNERSHIPS (LICENCE) PTY LTD AFS Licensee 551581 VIC Current2023-11-13 SUPER INVESTMENT MANAGEMENT PTY LIMITED AFS Licensee 240004 NSW Current2004-02-02 SUPERCOM CONSULTANTS PTY LTD AFS Licensee 375898 NSW Current2010-12-22 SUPERHERO SECURITIES LIMITED AFS Licensee 430150 NSW Current2013-09-27 SUSQUEHANNA ASIA TRADING PTY LTD AFS Licensee 504537 NSW Current2018-05-24 SUSQUEHANNA PACIFIC PTY LTD AFS Licensee 244582 NSW Current2004-03-10 SYMES WARNE & ASSOCIATES PTY LTD AFS Licensee 241050 NSW Current2003-12-29 SYNCRONI PTY LTD AFS Licensee 510131 WA Current2019-07-03 SYSTEM CAPITAL PTY LTD AFS Licensee 700128 VIC Current2026-02-27 T. ROWE PRICE AUSTRALIA LIMITED AFS Licensee 503741 NSW Current2018-04-26 TACTICAL GLOBAL MANAGEMENT LIMITED AFS Licensee 231181 QLD Current2003-10-15 TAF CAPITAL PTY LTD AFS Licensee 425925 WA Current2012-10-11 TAG ASSET CONSULTING GROUP PTY LTD AFS Licensee 230846 VIC Current2003-08-18 TAIM INVESTMENTS PTY LTD AFS Licensee 498819 SA Current2018-01-03 TAIWAN COOPERATIVE BANK LTD. AFS Licensee 401425 NSW Current2011-07-22 TALARIA ASSET MANAGEMENT PTY LTD AFS Licensee 333732 VIC Current2009-03-13 TALLSHIP CAPITAL MANAGEMENT PTY LTD AFS Licensee 423658 VIC Current2012-09-10 TANARRA CAPITAL AUSTRALIA PTY LTD AFS Licensee 290098 NSW Current2005-08-11 TASMAN CAPITAL INVESTMENTS (AUSTRALIA) PTY LIMITED AFS Licensee 315809 NSW Current2007-10-30 TASTYTRADE AUSTRALIA PTY LTD AFS Licensee 508867 NSW Current2018-09-24 TATHRA CAPITAL PTY LTD AFS Licensee 517156 NSW Current2020-12-14 TAURUS FUNDS MANAGEMENT PTY LIMITED AFS Licensee 307723 NSW Current2007-01-18 TAVERNERS MANAGEMENT PTY LTD AFS Licensee 467054 VIC Current2015-05-08 TAYLOR COLLISON LIMITED AFS Licensee 247083 SA Current2004-03-10 TAZ CONNECT PTY LTD AFS Licensee 562479 VIC Current2025-06-06 TCAP INVESTMENTS LIMITED AFS Licensee 305740 VIC Current2007-02-28 TCHTC GROUP PTY LTD AFS Licensee 469195 NSW Current2015-02-26 TCM MACRO PTY LTD AFS Licensee 515204 WA Current2020-08-20 TCW AUSTRALIA PTY LTD AFS Licensee 545329 NSW Current2023-07-13 TDM CUSTODIAL SERVICES PTY LTD AFS Licensee 544717 NSW Current2023-02-20 TDM GROWTH PARTNERS PTY LTD AFS Licensee 331087 NSW Current2008-12-11 TEACHERS MUTUAL BANK LIMITED AFS Licensee 238981 NSW Current2004-02-14 TECHNICAL INVESTING PTY LTD AFS Licensee 291655 VIC Current2005-10-10 TELSTRA ENERGY (MARKETS) PTY LTD AFS Licensee 534637 VIC Current2022-09-26 TEM FINANCIAL SERVICES PTY LIMITED AFS Licensee 430036 VIC Current2012-12-17 TEN CAP INVESTMENT MANAGEMENT PTY LTD AFS Licensee 565368 NSW Current2025-09-12 TEN TIGERS GRAIN MARKETING PTY LTD AFS Licensee 329063 WA Current2008-12-11 TERRAFORM ASSET MANAGEMENT (AUS) PTY LTD AFS Licensee 529881 NSW Current2021-09-21 TERRAIN CAPITAL LIMITED AFS Licensee 240276 VIC Current2004-02-15 TERRAIN CAPITAL MARKETS LIMITED AFS Licensee 240284 VIC Current2004-02-15 TERRITORY PRIVATE PTY LTD AFS Licensee 531009 QLD Current2022-03-30 TETRIS CAPITAL PTY LTD AFS Licensee 499919 VIC Current2017-10-20 TF GLOBAL MARKETS (AUST) PTY LTD AFS Licensee 424700 VIC Current2012-09-18 TFS AUSTRALIA PTY. LIMITED AFS Licensee 230557 NSW Current2003-09-24 TG FINANCIAL PTY. LTD. AFS Licensee 329438 TAS Current2008-10-20 THAMES CAPITAL GROUP PTY LTD AFS Licensee 491215 NSW Current2016-11-04 THE BANK OF NEW YORK MELLON AFS Licensee 527917 NSW Current2021-11-01 THE BLACKSTONE GROUP (AUSTRALIA) PTY LIMITED AFS Licensee 408376 NSW Current2011-09-06 THE GROWTH FUND PTY LTD AFS Licensee 481923 NSW Current2016-02-11 THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED AFS Licensee 301737 NSW Current2006-09-04 THE MARKETS ACADEMY PTY LTD AFS Licensee 431904 VIC Current2013-02-01 THE NORTHERN TRUST COMPANY AFS Licensee 314970 VIC Current2008-10-10 THE PORTLAND HOUSE GROUP PTY. LIMITED AFS Licensee 281481 VIC Current2005-02-18 THE PRINCIPAL EDGE PTY. LTD. AFS Licensee 225029 NSW Current2003-01-20 THE STRUCTURED PRODUCTS GROUP PTY LTD AFS Licensee 246734 NSW Current2004-02-05 THE TRADING GAME PTY LTD AFS Licensee 468163 VIC Current2015-01-29 THE TRUST COMPANY (AUSTRALIA) LIMITED AFS Licensee 235145 NSW Current2004-03-01 THE TRUST COMPANY (PTAL) LIMITED AFS Licensee 235128 NSW Current2004-03-01 THE TRUST COMPANY (RE SERVICES) LIMITED AFS Licensee 235150 NSW Current2004-03-01 THE TRUST COMPANY LIMITED AFS Licensee 235148 NSW Current2004-03-01 THEOREM CONSULTING PTY LTD AFS Licensee 561599 NSW Current2025-07-23 THETA ASSET MANAGEMENT LTD AFS Licensee 230920 NSW Current2003-10-01 THINK TANK NOMINEES PTY LTD AFS Licensee 333163 NSW Current2009-03-31 THIRD LINK INVESTMENT MANAGERS PTY LIMITED AFS Licensee 321611 NSW Current2008-03-11 THIRD PARTY PLATFORM PTY LTD AFS Licensee 314341 VIC Current2007-09-28 THORNBURG INVESTMENT MANAGEMENT INC AFS Licensee 526689 — Current2021-03-15 THORNEY MANAGEMENT SERVICES PTY. LTD. AFS Licensee 444369 VIC Current2013-10-15 THORNTON GROUP (AUSTRALIA) PTY LIMITED AFS Licensee 223670 SA Current2002-11-20 THUNDERING HERD FUNDS MANAGEMENT PTY LTD AFS Licensee 519319 VIC Current2020-10-21 TIBRA TRADING PTY LIMITED AFS Licensee 300842 NSW Current2006-07-03 TIERNAN PARSONS FINANCIAL SERVICES PTY. LTD. AFS Licensee 391761 VIC Current2011-02-01 TIGER BROKERS (AU) PTY LIMITED AFS Licensee 300767 NSW Current2006-08-29 TILBROOK SECURITIES PTY LTD AFS Licensee 524630 QLD Current2020-10-27 TILT RENEWABLES MARKET SERVICES PTY LTD AFS Licensee 419007 VIC Current2012-06-05 TIP WEALTH RE NO.1 LTD AFS Licensee 512062 SA Current2019-09-19 TITAN FUND MANAGEMENT SERVICES PTY LTD AFS Licensee 404045 VIC Current2011-08-08 TITAN PARTNERS CORPORATE FINANCE PTY LTD AFS Licensee 427275 NSW Current2012-10-09 TITAN SECURITIES PTY LTD AFS Licensee 307040 WA Current2007-01-03 TMT PARTNERS PTY LIMITED AFS Licensee 238428 NSW Current2003-10-20 TOGETHR FINANCIAL PLANNING PTY LTD AFS Licensee 455010 VIC Current2014-05-06 TOP 500 SEC PTY LTD AFS Licensee 328866 NSW Current2008-10-22 TORICA FINANCIAL SERVICES PTY LTD AFS Licensee 540818 NSW Current2022-09-06 TORONTO DOMINION (SOUTH EAST ASIA) LIMITED AFS Licensee 528885 — Current2021-09-17 TORONTO DOMINION AUSTRALIA LIMITED AFS Licensee 404698 — Current2011-07-01 TOTAL MONEY MANAGEMENT PTY LTD AFS Licensee 568642 QLD Current2026-01-29 TOTALENERGIES GAS & POWER ASIA PRIVATE LIMITED AFS Licensee 434976 — Current2013-04-17 TOTALITY WEALTH LIMITED AFS Licensee 280372 NSW Current2004-12-07 TOTUS CAPITAL PTY LTD AFS Licensee 409468 NSW Current2011-11-25 TOWER HOUSE CAPITAL PTY LTD AFS Licensee 564219 NSW Current2025-03-21 TOWERS WATSON AUSTRALIA PTY LTD AFS Licensee 229921 VIC Current2003-10-01 TOWNSEND COBAIN PTY LTD AFS Licensee 487618 VIC Current2016-09-15 TOWNSHEND CAPITAL PTY LTD AFS Licensee 219326 WA Current2002-09-11 TP ICAP (AUSTRALIA) PTY LTD AFS Licensee 234593 NSW Current2004-01-01 TPA IM PTY LTD AFS Licensee 563650 VIC Current2025-01-28 TPT WEALTH LTD AFS Licensee 234630 TAS Current2003-11-17 TRACTION CAPITAL PTY LTD AFS Licensee 530442 VIC Current2022-02-10 TRADE NATION AUSTRALIA PTY LTD AFS Licensee 422661 NSW Current2012-10-11 TRADE VIEW INVESTMENTS PTY LTD AFS Licensee 510116 VIC Current2019-02-11 TRADEMAX AUSTRALIA LIMITED AFS Licensee 436416 NSW Current2013-05-21 TRADING 212 AU PTY LTD AFS Licensee 541122 NSW Current2023-08-17 TRADING LEVELS PTY LTD AFS Licensee 317817 NSW Current2007-11-08 TRADING MASTERY PTY LTD AFS Licensee 527599 VIC Current2021-08-09 TRADING.COM MARKETS PTY LTD AFS Licensee 443670 NSW Current2013-12-23 TRADINGVIBE PTY LTD AFS Licensee 569224 NSW Current2026-03-02 TRANSURBAN INFRASTRUCTURE MANAGEMENT LIMITED AFS Licensee 246585 VIC Current2004-01-12 TRAVELEX LIMITED AFS Licensee 222444 NSW Current2002-10-09 TREADSTONE RESOURCE PARTNERS PTY LTD AFS Licensee 449481 NSW Current2014-02-20 TREASURY SERVICES GROUP PTY LTD AFS Licensee 315347 WA Current2007-09-05 TREFOR CAPITAL PTY LTD AFS Licensee 549718 VIC Current2023-09-25 TREND INVESTOR SERVICES PROPRIETARY LIMITED AFS Licensee 255475 QLD Current2004-02-03 TRIBECA INVESTMENT PARTNERS PTY LTD AFS Licensee 239070 NSW Current2004-02-19 TRIBECA PRIVATE PTY LTD AFS Licensee 545408 NSW Current2023-07-04 TRILOGY FUNDS MANAGEMENT LIMITED AFS Licensee 261425 QLD Current2004-03-10 TRILOGY GROUP AUSTRALIA PTY LTD AFS Licensee 218770 VIC Current2002-08-22 TRIPLE 5 LIMITED AFS Licensee 411919 NSW Current2012-02-01 TRIPLE EIGHT CAPITAL PTY LTD AFS Licensee 527866 VIC Current2021-03-31 TRITON INVESTMENT SERVICES PROPRIETARY LIMITED AFS Licensee 474767 NSW Current2016-06-24 TRIUMPH INVESTMENT GROUP PTY LTD AFS Licensee 480054 QLD Current2016-02-18 TRIVE FINANCIAL SERVICES AUSTRALIA PTY LTD AFS Licensee 424122 NSW Current2012-07-24 TRIVESTA CAPITAL LTD AFS Licensee 320497 NSW Current2008-03-19 TRUE OAK INVESTMENTS PTY LTD AFS Licensee 238184 NSW Current2004-02-12 TRUEBELL CAPITAL PTY LTD AFS Licensee 504795 QLD Current2018-07-09 TSF INVESTMENT HOLDINGS LIMITED AFS Licensee 339008 VIC Current2009-11-23 TT ADVISORS PTY LTD AFS Licensee 516127 VIC Current2019-10-18 TULLETT PREBON (AUSTRALIA) PTY LIMITED AFS Licensee 224852 NSW Current2002-12-20 TULLOCH CORPORATE ADVISORY PTY LTD AFS Licensee 358782 NSW Current2010-08-02 TYLER CAPITAL PTY LTD AFS Licensee 546505 NSW Current2023-07-26