the Hongkong and Shanghai Banking Corporation Limited
This is the public ASIC register record for the Hongkong and Shanghai Banking Corporation Limited's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.
Licence overview
- AFSL
- 301737
- Status
- Current
- Issued
- 2006-09-04
- ABN
- 65 117 925 970
- Location
- SYDNEY, NSW
Authorised financial services
Licence conditions36 items
This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to wholesale clients;
derivatives to wholesale clients;
foreign exchange contracts to wholesale clients;
managed investment schemes excluding IDPS to wholesale clients;
non-basic deposit products to wholesale clients;
non-cash payment products to wholesale clients; and
securities to wholesale clients.
Deal in a financial product limited to issue, apply for, acquire, vary or dispose of a financial product limited to:
basic deposit products to wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to wholesale clients;
derivatives to wholesale clients;
foreign exchange contracts to wholesale clients;
managed investment schemes excluding IDPS to wholesale clients;
non-basic deposit products to wholesale clients;
non-cash payment products to wholesale clients; and
securities to wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to wholesale clients;
derivatives to wholesale clients;
foreign exchange contracts to wholesale clients;
managed investment schemes excluding IDPS to wholesale clients;
non-basic deposit products to wholesale clients;
non-cash payment products to wholesale clients; and
securities to wholesale clients.
Deal in a financial product limited to underwrite a financial product limited to:
managed investment schemes to wholesale clients; and
securities to wholesale clients.
Make a market for a financial product limited to:
debentures, stocks or bonds issued or proposed to be issued by a government to wholesale clients;
derivatives to wholesale clients; and
foreign exchange contracts to wholesale clients.
Provide a custodial or depository service other than IDPS to wholesale clients.
Related licences & representatives (2)
Frequently asked questions about AFSL 301737
What is AFSL 301737?
AFSL 301737 is the Australian Financial Services Licence held by the Hongkong and Shanghai Banking Corporation Limited, recorded on ASIC's AFSL register.
Is this licence current?
On the latest public ASIC data shown here, AFSL 301737 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.
What is this licensee authorised to do?
Under AFSL 301737, the licensee is authorised for Custodial Services, Deposit Products, Derivatives, Foreign Exchange, Managed Investments, Non-Cash Payments and Securities. The exact authorisations and conditions are listed above.
How do I verify AFSL 301737?
Look up the company or AFSL 301737 on ASIC Connect, then compare the status and details there with this page.
Is this the official ASIC register?
No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.