Theta Asset Management Ltd
This is the public ASIC register record for Theta Asset Management Ltd's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.
Licence overview
- AFSL
- 230920
- Status
- Current
- Issued
- 2003-10-01
- ABN
- 37 071 807 684
- Location
- SYDNEY, NSW
Authorised financial services
Licence conditions46 items
This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes excluding investor directed portfolio services; and
securities;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
foreign exchange contracts;
interests in managed investment schemes excluding investor directed portfolio services; and
securities; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services; and
securities;
operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
"Sterling Income Trust" scheme (ARSN: 158 828 105),
a scheme which only holds the following types of property:
financial assets;
"Residential Property Rental Trust" scheme (ARSN: 167 970 809),
a scheme which only holds the following types of property:
financial assets;
"Residential Property Sales Trust" scheme (ARSN: 167 971 057),
a scheme which only holds the following types of property:
financial assets;
"Australian Corporate Bond Trust" scheme (ARSN: 603 010 779),
a scheme which only holds the following types of property:
financial assets;
"BrickX Platform" scheme (ARSN: 613 156 433),
a scheme which only holds the following types of property:
direct real property; and
"AIM Gateway Fund" scheme (ARSN: 613 156 479),
a scheme which only holds the following types of property:
financial assets; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
Related licences & representatives (11)
Frequently asked questions about AFSL 230920
What is AFSL 230920?
AFSL 230920 is the Australian Financial Services Licence held by Theta Asset Management Ltd, recorded on ASIC's AFSL register.
Is this licence current?
On the latest public ASIC data shown here, AFSL 230920 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.
What is this licensee authorised to do?
Under AFSL 230920, the licensee is authorised for Custodial Services, Deposit Products, Derivatives, Foreign Exchange, General Insurance, Managed Investments and Securities. The exact authorisations and conditions are listed above.
How do I verify AFSL 230920?
Look up the company or AFSL 230920 on ASIC Connect, then compare the status and details there with this page.
Is this the official ASIC register?
No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.