SOUTH WEST SLOPES CREDIT UNION LTD AFS Licensee 240712 NSW Current2004-03-01 SOUTH YARRA FINANCIAL SERVICES PTY LTD AFS Licensee 521479 VIC Current2020-05-25 SOUTHERN CROSS CREDIT UNION LTD AFS Licensee 241000 NSW Current2004-03-07 SOVEREIGN FINANCIAL GROUP PTY LTD AFS Licensee 383416 VIC Current2010-11-22 SOVEREIGN INSURANCE AUSTRALIA PTY LTD AFS Licensee 342516 QLD Current2009-12-10 SPARK ADVISORS AUSTRALIA PTY LTD AFS Licensee 380552 VIC Current2010-12-14 SPECIALISED PRIVATE CAPITAL WHOLESALE PTY LTD AFS Licensee 238244 VIC Current2003-11-01 SPECIALIST INVESTMENT MANAGEMENT PTY LIMITED AFS Licensee 411324 NSW Current2011-11-03 SPECIALIST LICENSEE PTY LTD AFS Licensee 526707 NSW Current2021-03-26 SPECTRUM LICENSING SERVICES PTY LTD AFS Licensee 478589 NSW Current2015-09-08 SPENCER FINANCIAL GROUP PTY LTD AFS Licensee 515982 QLD Current2019-09-20 SPM INVESTMENT GROUP PTY LTD AFS Licensee 323430 QLD Current2008-05-12 SPROUT FINANCIAL PTY LTD AFS Licensee 495546 VIC Current2017-08-07 ST. MICHAEL'S FINANCIAL SERVICES PTY LTD AFS Licensee 417684 WA Current2012-07-10 STAMFORD (WEALTH MANAGEMENT) PTY LTD AFS Licensee 432426 NSW Current2013-03-01 STANWELL CORPORATION LIMITED AFS Licensee 238463 QLD Current2004-03-01 STELLAN CAPITAL GROUP PTY LTD AFS Licensee 416354 SA Current2012-02-28 STEPHAN INDEPENDENT ADVISORY PTY LTD AFS Licensee 476427 VIC Current2015-07-02 STEPHEN FINANCIAL SOLUTIONS PTY LTD AFS Licensee 518185 NSW Current2020-01-13 STEPHENS CAPITAL PTY LTD AFS Licensee 448218 NSW Current2014-02-21 STERLING PRIVATE GROUP PTY LTD AFS Licensee 511783 VIC Current2019-03-08 STEWARD WEALTH PTY LTD AFS Licensee 432197 VIC Current2013-02-14 STEWARDS CAPITAL GROUP PTY LTD AFS Licensee 409535 NSW Current2011-09-27 STEWART BROWN ADVISORY PTY LTD AFS Licensee 355134 NSW Current2010-06-22 STIRLING ADVICE PTY LTD AFS Licensee 503827 NSW Current2018-03-15 STIRLING LICENSEE SERVICES PTY LTD AFS Licensee 560808 SA Current2024-11-13 STONEHOUSE FINANCIAL PARTNERS PTY LTD AFS Licensee 520339 QLD Current2020-03-02 STONEX FINANCIAL PTY LTD AFS Licensee 345646 NSW Current2010-05-31 STRATEGEM INVESTMENT SERVICES PTY. LTD. AFS Licensee 244222 VIC Current2003-12-02 STRATEGIC ADVICE AUSTRALIA PTY LTD AFS Licensee 523703 NSW Current2020-11-13 STRATEGIC ASSET ADVISORY PTY LTD AFS Licensee 493844 QLD Current2017-04-07 STRATEGIC FINANCE PARTNERS PTY LTD AFS Licensee 559714 WA Current2024-10-01 STRATEGIC FINANCIAL ADVISERS PTY. LTD. AFS Licensee 535997 NSW Current2022-03-31 STRATEGIC FINANCIAL MANAGEMENT PTY. LTD. AFS Licensee 438950 VIC Current2013-06-14 STRATEGIC FINANCIAL SOLUTIONS PTY LTD AFS Licensee 222828 VIC Current2002-09-12 STRATEGIC SOLUTIONS AUSTRALIA PTY. LTD. AFS Licensee 229168 QLD Current2003-07-01 STRATEGY FIRST FINANCIAL PLANNERS PTY LTD AFS Licensee 308725 WA Current2007-02-06 STRATEGY FIRST FINANCIAL PLANNING PTY LTD AFS Licensee 290771 NSW Current2005-09-02 STRIDE FINANCIAL GROUP PTY LTD AFS Licensee 700210 VIC Current2026-03-23 SUMMERHILL FINANCIAL SERVICES PTY LTD AFS Licensee 300038 VIC Current2006-05-08 SUMO FINANCIAL SERVICES PTY LTD AFS Licensee 505704 QLD Current2018-05-14 SUNTAX FP LICENSING PTY LTD AFS Licensee 561671 VIC Current2024-10-08 SWITZER FINANCIAL GROUP PTY LTD AFS Licensee 286531 NSW Current2005-05-16 SWM (AUST) PTY LTD AFS Licensee 515107 VIC Current2019-06-28 SWMG PTY LTD AFS Licensee 449553 NSW Current2014-02-20 SYMES WARNE & ASSOCIATES PTY LTD AFS Licensee 241050 NSW Current2003-12-29 SYNCHRON ADVICE PTY LTD AFS Licensee 243313 VIC Current2004-03-01 SYNSTRAT MANAGEMENT PTY. LTD. AFS Licensee 227169 VIC Current2003-05-09 TAG FINANCIAL ADVISORS PTY LTD AFS Licensee 415632 VIC Current2012-02-27 TALANTON PTY LTD AFS Licensee 700233 NSW Current2026-03-06 TASSIE WEALTH PTY. LTD. AFS Licensee 519099 TAS Current2019-12-12 TASTYTRADE AUSTRALIA PTY LTD AFS Licensee 508867 NSW Current2018-09-24 TATARELLI SECURITIES PTY LTD AFS Licensee 419306 SA Current2012-05-04 TAYLOR COLLISON LIMITED AFS Licensee 247083 SA Current2004-03-10 TAZ CONNECT PTY LTD AFS Licensee 562479 VIC Current2025-06-06 TCM FINANCIAL SERVICES PTY LTD AFS Licensee 550637 NSW Current2024-01-23 TCM MACRO PTY LTD AFS Licensee 515204 WA Current2020-08-20 TEACHERS MUTUAL BANK LIMITED AFS Licensee 238981 NSW Current2004-02-14 TEAM GOODIN PTY LTD AFS Licensee 512993 QLD Current2019-10-01 TELSTRA ENERGY (MARKETS) PTY LTD AFS Licensee 534637 VIC Current2022-09-26 TEM FINANCIAL SERVICES PTY LIMITED AFS Licensee 430036 VIC Current2012-12-17 TEMPLESTONE FINANCIAL SERVICES PTY LTD AFS Licensee 523831 NSW Current2021-01-13 TERRY S. LEE PTY LTD AFS Licensee 336955 WA Current2009-07-01 TFG AUSTRALIA PTY LTD AFS Licensee 337755 WA Current2009-07-31 TFS AUSTRALIA PTY. LIMITED AFS Licensee 230557 NSW Current2003-09-24 TG FINANCIAL PTY. LTD. AFS Licensee 329438 TAS Current2008-10-20 THATCHER FINANCIAL GROUP PTY LTD AFS Licensee 520186 VIC Current2020-07-27 THE ADVICE EXCHANGE PTY LTD AFS Licensee 278937 VIC Current2005-02-18 THE AFSL PTY LTD AFS Licensee 491411 QLD Current2017-07-20 THE BROKEN HILL COMMUNITY CREDIT UNION LTD AFS Licensee 238020 NSW Current2004-01-25 THE CAPRICORNIAN LTD AFS Licensee 246780 QLD Current2004-03-01 THE COLLECTIVE FINANCIAL SERVICES PTY LTD AFS Licensee 552131 NSW Current2023-12-14 THE COMPLETE PLANNER PTY LTD AFS Licensee 278161 VIC Current2004-09-15 THE INTELLIGENT FINANCIAL GROUP PTY LTD AFS Licensee 477543 VIC Current2016-08-17 THE INTELLIGENT FINANCIAL SERVICES GROUP PTY LTD AFS Licensee 228820 VIC Current2003-05-08 THE LEADERS INVESTMENT MANAGER PTY LIMITED AFS Licensee 240776 NSW Current2004-02-24 THE LUNAR GROUP PTY LIMITED AFS Licensee 470948 NSW Current2015-03-27 THE PARINITY GROUP PTY. LTD. AFS Licensee 458943 QLD Current2014-07-15 THE PRACTICE WEALTH MANAGEMENT PTY LTD AFS Licensee 315598 VIC Current2007-09-04 THE PRINCIPAL EDGE PTY. LTD. AFS Licensee 225029 NSW Current2003-01-20 THE TRUST COMPANY (AUSTRALIA) LIMITED AFS Licensee 235145 NSW Current2004-03-01 THE TRUST COMPANY (PTAL) LIMITED AFS Licensee 235128 NSW Current2004-03-01 THE TRUST COMPANY (RE SERVICES) LIMITED AFS Licensee 235150 NSW Current2004-03-01 THE UPDATED INVESTOR PTY LTD AFS Licensee 522880 NSW Current2020-07-07 THE WEALTH PARTNERSHIP PTY LTD AFS Licensee 303000 NSW Current2006-10-04 THINK INDEPENDENT PTY LIMITED AFS Licensee 480493 VIC Current2015-11-24 THIRD PARTY PLATFORM PTY LTD AFS Licensee 314341 VIC Current2007-09-28 THOMAS PRICE PTY LTD AFS Licensee 345963 VIC Current2010-05-25 THORNTON & LEE PTY LTD AFS Licensee 490448 NSW Current2017-01-19 THORNTON GROUP (AUSTRALIA) PTY LIMITED AFS Licensee 223670 SA Current2002-11-20 THRIVE FS PTY. LTD. AFS Licensee 457823 QLD Current2014-07-01 THROUGHLIFE FINANCIAL SOLUTIONS PTY LTD AFS Licensee 221937 WA Current2002-08-09 TI SECURITIES GROUP PTY LTD AFS Licensee 328056 NSW Current2008-09-03 TIERNAN PARSONS FINANCIAL SERVICES PTY. LTD. AFS Licensee 391761 VIC Current2011-02-01 TIGER BROKERS (AU) PTY LIMITED AFS Licensee 300767 NSW Current2006-08-29 TILT RENEWABLES MARKET SERVICES PTY LTD AFS Licensee 419007 VIC Current2012-06-05 TITANFURY PTY LTD AFS Licensee 561716 VIC Current2024-10-11 TJL WEALTH SOLUTIONS PTY LTD AFS Licensee 529187 NSW Current2021-07-26 TMG LICENSEE SERVICES PTY LTD AFS Licensee 325652 QLD Current2009-01-20 TMS PRIVATE WEALTH PTY LTD AFS Licensee 333008 NSW Current2009-02-11 TOGETHR FINANCIAL PLANNING PTY LTD AFS Licensee 455010 VIC Current2014-05-06 TOTAL ADVICE SOLUTIONS PTY LTD AFS Licensee 475064 QLD Current2015-07-14 TOTALENERGIES GAS & POWER ASIA PRIVATE LIMITED AFS Licensee 434976 — Current2013-04-17 TOTALLY INTEGRATED FINANCIAL PLANNING PTY. LTD. AFS Licensee 230458 VIC Current2003-10-01 TOTUS CAPITAL PTY LTD AFS Licensee 409468 NSW Current2011-11-25 TOUCHPOINT FINANCIAL PTY LTD AFS Licensee 535781 NSW Current2022-03-29 TOWNSEND COBAIN PTY LTD AFS Licensee 487618 VIC Current2016-09-15 TOYOTA FINANCE AUSTRALIA LIMITED AFS Licensee 392536 NSW Current2013-11-19 TP ICAP (AUSTRALIA) PTY LTD AFS Licensee 234593 NSW Current2004-01-01 TREND INVESTOR SERVICES PROPRIETARY LIMITED AFS Licensee 255475 QLD Current2004-02-03 TREND WEALTH PTY LTD AFS Licensee 517945 NSW Current2020-02-11 TRG AFSL PTY LTD AFS Licensee 508008 VIC Current2018-10-05 TRIBECA PRIVATE PTY LTD AFS Licensee 545408 NSW Current2023-07-04 TRILOGY & CO PTY LTD AFS Licensee 516102 NSW Current2019-08-09 TRILOGY GROUP AUSTRALIA PTY LTD AFS Licensee 218770 VIC Current2002-08-22 TRUE OAK INVESTMENTS PTY LTD AFS Licensee 238184 NSW Current2004-02-12 TRUWEALTH GROUP PTY LTD AFS Licensee 499444 VIC Current2017-08-31 TULLETT PREBON (AUSTRALIA) PTY LIMITED AFS Licensee 224852 NSW Current2002-12-20 TUPICOFFS PTY LTD AFS Licensee 302670 QLD Current2006-08-25 TW LICENSEE SERVICES PTY LTD AFS Licensee 532286 QLD Current2022-01-04 TWD LICENSEE SERVICES PTY LTD AFS Licensee 475964 WA Current2015-08-04 TYNANS PTY LTD AFS Licensee 480042 QLD Current2015-12-18 UBS AG AFS Licensee 231087 NSW Current2004-01-01 UBS SECURITIES AUSTRALIA LTD AFS Licensee 231098 NSW Current2004-01-01 UDAMON WEALTH MANAGEMENT PTY LTD AFS Licensee 549913 NSW Current2023-10-25 ULTON WEALTH SERVICES PTY LTD AFS Licensee 497721 QLD Current2017-07-13 UNISON ADVICE SERVICES LTD AFS Licensee 228894 VIC Current2003-07-01 UNITED ADVICE PTY LTD AFS Licensee 523332 NSW Current2020-08-05 UNITED SUPER PTY LTD AFS Licensee 233792 VIC Current2003-11-01 UPSCALE CAPITAL PTY LTD AFS Licensee 550389 QLD Current2024-01-10 VALENTIA CAPITAL PTY LTD AFS Licensee 569170 VIC Current2026-02-02 VALOR FINANCIAL GROUP PTY LTD AFS Licensee 405452 NSW Current2011-07-25 VAS FINANCIAL PTY LTD AFS Licensee 548419 VIC Current2023-10-02 VERSE WEALTH LICENSEE SERVICES PTY LTD AFS Licensee 523541 VIC Current2020-08-14 VERTICAL CAPITAL MARKETS PTY. LTD. AFS Licensee 418418 NSW Current2012-07-02 VESTED EQUITIES PTY LTD AFS Licensee 478987 QLD Current2016-02-23 VICTORIA TEACHERS LIMITED AFS Licensee 240960 VIC Current2004-03-09 VINCENTS ADVISORY PTY LTD AFS Licensee 320580 QLD Current2008-02-18 VINCENTS CAPITAL MANAGEMENT PTY LTD AFS Licensee 236608 QLD Current2003-10-13 VIOLA PRIVATE WEALTH PTY LTD AFS Licensee 336950 NSW Current2009-06-09 VIRGINIA SURETY COMPANY INC. AFS Licensee 245579 VIC Current2004-03-01 VIRIDIAN ADVISORY PTY LTD AFS Licensee 476223 VIC Current2015-07-01 VIRIDIOS CAPITAL PTY LTD AFS Licensee 521837 NSW Current2020-08-25 VISIS PTY LTD AFS Licensee 394583 QLD Current2011-04-29 VIVA WEALTH FINANCIAL SERVICES PTY LTD AFS Licensee 547622 WA Current2023-07-03 VSTAR FINANCE PTY LTD AFS Licensee 526187 VIC Current2021-02-05 VW LICENCE PTY LTD AFS Licensee 569379 NSW Current2025-08-12 VWM FINANCIAL SERVICES PTY LTD AFS Licensee 345744 WA Current2010-05-26 W & C BARBER PTY LTD AFS Licensee 528022 NSW Current2021-09-23 W2 WEALTH PTY LTD AFS Licensee 508696 SA Current2018-09-07