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Vertical Capital Markets Pty. Ltd.

CurrentAustralian Financial Services LicenceAFSL 418418

This is the public ASIC register record for Vertical Capital Markets Pty. Ltd.'s Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.

Licence overview

AFSL
418418
Status
Current
Issued
2012-07-02
ABN
11 147 186 114
Location
DARLINGHURST, NSW
Monitor this licence for status changesFree →

Authorised financial services

Licence conditions39 items

This licence authorises the licensee to carry on a financial services business to:

provide financial product advice for the following classes of financial products:

deposit and payment products limited to:

basic deposit products;

derivatives;

foreign exchange contracts;

life products including:

investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and

life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;

interests in managed investment schemes including:

investor directed portfolio services;

interests in managed investment schemes limited to:

MDA services;

securities;

standard margin lending facility; and

superannuation; and

deal in a financial product by:

issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:

derivatives;

foreign exchange contracts;

interests in managed investment schemes limited to:

MDA services; and

securities; and

applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:

deposit and payment products limited to:

basic deposit products;

derivatives;

foreign exchange contracts;

life products including:

investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and

life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;

interests in managed investment schemes including:

investor directed portfolio services;

interests in managed investment schemes limited to:

MDA services;

securities;

standard margin lending facility; and

superannuation;

to retail and wholesale clients.

Related licences & representatives (3)

Frequently asked questions about AFSL 418418

What is AFSL 418418?

AFSL 418418 is the Australian Financial Services Licence held by Vertical Capital Markets Pty. Ltd., recorded on ASIC's AFSL register.

Is this licence current?

On the latest public ASIC data shown here, AFSL 418418 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.

What is this licensee authorised to do?

Under AFSL 418418, the licensee is authorised for Credit & Lending, Deposit Products, Derivatives, Foreign Exchange, Life Insurance, Managed Investments, Securities and Superannuation. The exact authorisations and conditions are listed above.

How do I verify AFSL 418418?

Look up the company or AFSL 418418 on ASIC Connect, then compare the status and details there with this page.

Is this the official ASIC register?

No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.

AFSL 418418 — VERTICAL CAPITAL MARKETS PTY. LTD. (DARLINGHURST, NSW)