Name	Type	Number	State	Status	Since
ASX COLLATERAL MANAGEMENT SERVICES PTY LIMITED	AFS Licensee	428738	NSW	Current	2013-07-15
ASYMMETRIC ASSET MANAGEMENT PTY LTD	AFS Licensee	536830	SA	Current	2022-05-30
ASYMMETRY CAPITAL PTY LTD	AFS Licensee	700182	NSW	Current	2026-03-19
ATHENA FINANCIAL SERVICES PTY LTD	AFS Licensee	569806	QLD	Current	2025-11-13
ATHENA INVESTMENT COMPANY PTY LTD	AFS Licensee	542914	NSW	Current	2022-12-20
ATLAS FUNDS MANAGEMENT PTY LTD	AFS Licensee	491395	NSW	Current	2016-11-14
ATLAS INFRASTRUCTURE (AUSTRALIA) PTY LTD	AFS Licensee	497475	NSW	Current	2017-08-02
ATLAS INVESTMENT SERVICES PTY LTD	AFS Licensee	524041	VIC	Current	2020-10-05
ATLAS SP AUSTRALIA SERVICES PTY LTD	AFS Licensee	552580	NSW	Current	2024-05-01
ATLAS WEALTH GROUP PTY LTD	AFS Licensee	557000	QLD	Current	2024-07-30
ATOMOS ASSETS PTY LTD	AFS Licensee	342901	NSW	Current	2010-01-05
ATRIUM INVESTMENT MANAGEMENT PTY LTD	AFS Licensee	338634	NSW	Current	2009-08-14
ATTICUS WEALTH MANAGEMENT PTY LTD	AFS Licensee	481528	NSW	Current	2016-01-18
ATTUARE PTY. LTD.	AFS Licensee	271471	NSW	Current	2004-05-26
ATTUNGA CAPITAL PTY LTD	AFS Licensee	297385	NSW	Current	2006-05-29
ATWOOD GLOBAL INVESTORS PTY LTD	AFS Licensee	544230	NSW	Current	2023-05-18
AUBURN CAPITAL PTY LTD	AFS Licensee	547197	VIC	Current	2023-07-03
AUGMENTUM CORPORATE PTY LTD	AFS Licensee	445570	WA	Current	2013-11-22
AURA CAPITAL PTY LTD	AFS Licensee	366230	NSW	Current	2010-10-18
AURENDA PARTNERS HOLDINGS PTY LIMITED	AFS Licensee	540799	VIC	Current	2022-08-15
AUREUS PRIVATE WEALTH PTY LTD	AFS Licensee	566091	NSW	Current	2025-07-09
AURORA CAPITAL MARKETS PTY LTD	AFS Licensee	490749	VIC	Current	2017-05-25
AURORA FUNDS MANAGEMENT LIMITED	AFS Licensee	222110	VIC	Current	2002-09-02
AURUM PLANNING PTY LTD	AFS Licensee	344139	WA	Current	2010-02-19
AUS FINANCE GROUP PTY LTD	AFS Licensee	470573	VIC	Current	2015-10-19
AUS FINANCIAL ADVISERS PTY LTD	AFS Licensee	534501	VIC	Current	2022-02-25
AUS GLOBAL FINANCIAL (AU) PTY. LTD.	AFS Licensee	427848	VIC	Current	2012-10-12
AUSBIL INVESTMENT MANAGEMENT LIMITED	AFS Licensee	229722	NSW	Current	2003-07-01
AUSCAP ASSET MANAGEMENT LIMITED	AFS Licensee	428014	NSW	Current	2012-10-29
AUSCHINA INTERNATIONAL INVESTMENT PTY. LTD.	AFS Licensee	471094	NSW	Current	2015-03-13
AUSFUNDS MANAGEMENT LIMITED	AFS Licensee	440900	NSW	Current	2013-11-01
AUSSIE CAPITAL COMPLIANCE PTY LTD	AFS Licensee	564458	SA	Current	2025-04-08
AUSTAR FINANCE PTY LTD	AFS Licensee	467641	NSW	Current	2015-03-30
AUSTASIA FINANCIAL PLANNING PTY LTD	AFS Licensee	229454	WA	Current	2003-07-01
AUSTGROUP FINANCIAL SERVICES PTY LTD	AFS Licensee	541038	WA	Current	2022-10-12
AUSTLINK SECURITIES PTY LTD	AFS Licensee	548401	NSW	Current	2023-06-20
AUSTRAL ASSET MANAGEMENT PTY. LTD.	AFS Licensee	454350	NSW	Current	2014-05-29
AUSTRAL CAPITAL PTY LIMITED	AFS Licensee	229072	NSW	Current	2003-06-18
AUSTRALASIA FINANCIAL SERVICES PTY LTD	AFS Licensee	432787	WA	Current	2013-04-19
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED	AFS Licensee	234527	VIC	Current	2003-10-01
AUSTRALIA CAPITAL FINANCIAL MANAGEMENT PTY LTD	AFS Licensee	450541	NSW	Current	2014-03-21
AUSTRALIA NATIONAL INVESTMENT GROUP PTY LTD	AFS Licensee	522028	NSW	Current	2020-06-15
AUSTRALIA PACIFIC FUNDS MANAGEMENT PTY LIMITED	AFS Licensee	339151	VIC	Current	2009-09-23
AUSTRALIA PACIFIC INCOME FUND LTD	AFS Licensee	416441	VIC	Current	2012-07-30
AUSTRALIA PRUDENTIAL INVESTMENT MANAGEMENT PTY LTD	AFS Licensee	527949	NSW	Current	2021-06-08
AUSTRALIAN ADVICE NETWORK PTY LTD	AFS Licensee	472901	QLD	Current	2015-04-20
AUSTRALIAN ADVISER GROUP PTY LTD	AFS Licensee	512401	QLD	Current	2019-01-30
AUSTRALIAN ADVISOR COLLECTIVE PTY LTD	AFS Licensee	511679	WA	Current	2018-11-08
AUSTRALIAN AFFORDABLE HOUSING SECURITIES LIMITED	AFS Licensee	476641	QLD	Current	2015-10-01
AUSTRALIAN BOND EXCHANGE PTY. LTD.	AFS Licensee	484453	NSW	Current	2016-07-07
AUSTRALIAN CAPITAL FUNDS MANAGEMENT LTD	AFS Licensee	327505	NSW	Current	2008-10-13
AUSTRALIAN CENTRAL SERVICES PTY. LTD.	AFS Licensee	312916	SA	Current	2007-07-04
AUSTRALIAN COLLECTIVE INVESTMENTS LIMITED	AFS Licensee	537363	WA	Current	2023-06-15
AUSTRALIAN CONSOLIDATED PLANNING AND INSURANCE GROUP PTY LTD	AFS Licensee	522418	QLD	Current	2020-09-24
AUSTRALIAN COUNCIL OF SUPERANNUATION INVESTORS LIMITED	AFS Licensee	493441	VIC	Current	2017-03-14
AUSTRALIAN DEVELOPMENT CAPITAL PTY LTD	AFS Licensee	360011	WA	Current	2010-08-26
AUSTRALIAN ETHICAL INVESTMENT LTD	AFS Licensee	229949	NSW	Current	2004-03-01
AUSTRALIAN EXECUTOR TRUSTEES LIMITED	AFS Licensee	240023	VIC	Current	2004-03-10
AUSTRALIAN FIDUCIARIES LIMITED	AFS Licensee	465658	QLD	Current	2014-12-22
AUSTRALIAN FINANCIAL ADVISORY GROUP PTY LTD	AFS Licensee	475300	NSW	Current	2015-05-12
AUSTRALIAN FINANCIAL ADVISORY SOLUTIONS PTY LTD	AFS Licensee	287619	NSW	Current	2005-07-14
AUSTRALIAN FINANCIAL DIRECTIONS PTY LTD	AFS Licensee	344971	WA	Current	2010-05-05
AUSTRALIAN FINANCIAL FREEDOM PTY LTD	AFS Licensee	484998	NSW	Current	2016-06-02
AUSTRALIAN FINANCIAL GROUP PTY LTD	AFS Licensee	429459	VIC	Current	2013-02-04
AUSTRALIAN FINANCIAL LICENCING GROUP PTY LTD	AFS Licensee	269868	NSW	Current	2004-06-10
AUSTRALIAN FINANCIAL PLANNING GROUP PTY LIMITED	AFS Licensee	247430	NSW	Current	2004-04-05
AUSTRALIAN FINANCIAL SOLUTIONS GROUP PTY LTD	AFS Licensee	341401	WA	Current	2009-10-30
AUSTRALIAN FSL PTY LTD	AFS Licensee	528449	WA	Current	2021-05-10
AUSTRALIAN FUND MONITORS PTY LTD	AFS Licensee	324476	NSW	Current	2008-08-14
AUSTRALIAN HERITAGE GROUP PTY LTD	AFS Licensee	291102	WA	Current	2005-09-05
AUSTRALIAN INCOME FUND LIMITED	AFS Licensee	317391	NSW	Current	2008-05-20
AUSTRALIAN INVESTMENT COMPANY SERVICES LIMITED	AFS Licensee	303209	VIC	Current	2006-09-19
AUSTRALIAN INVESTMENT EXCHANGE LIMITED	AFS Licensee	241400	NSW	Current	2004-03-10
AUSTRALIAN INVESTMENT MANAGEMENT PTY. LTD.	AFS Licensee	526206	QLD	Current	2021-03-25
AUSTRALIAN LEISURE AND ENTERTAINMENT PROPERTY MANAGEMENT LIMITED	AFS Licensee	230749	NSW	Current	2003-09-03
AUSTRALIAN LIFE PLANNERS PTY LTD	AFS Licensee	247831	WA	Current	2003-12-31
AUSTRALIAN MONEYMARKET PTY LTD	AFS Licensee	700141	QLD	Current	2026-02-16
AUSTRALIAN MORTGAGE AND FINANCIAL ADVISERS PTY LTD	AFS Licensee	389206	QLD	Current	2013-10-30
AUSTRALIAN PRIVATE CAPITAL ADVISORY SERVICES PTY. LTD.	AFS Licensee	236776	VIC	Current	2003-11-01
AUSTRALIAN PRIVATE WEALTH PTY LTD	AFS Licensee	405814	VIC	Current	2011-09-09
AUSTRALIAN SECURE CAPITAL FUND LTD	AFS Licensee	491201	QLD	Current	2016-12-22
AUSTRALIAN SECURITIES LIMITED	AFS Licensee	260499	VIC	Current	2004-02-17
AUSTRALIAN STANDFIRST FUNDS MANAGEMENT LTD.	AFS Licensee	510315	VIC	Current	2019-06-11
AUSTRALIAN STOCK REPORT PTY LIMITED	AFS Licensee	301682	NSW	Current	2006-08-18
AUSTRALIAN UNITY FUNDS MANAGEMENT LIMITED	AFS Licensee	234454	VIC	Current	2003-12-01
AUSTRALIAN UNITY INVESTMENT REAL ESTATE LIMITED	AFS Licensee	477434	VIC	Current	2015-09-09
AUSTRALIAN UNITY TRUSTEES LIMITED	AFS Licensee	483220	VIC	Current	2017-02-08
AUSTRALIAN WEALTH ADVISERS PTY LTD	AFS Licensee	226035	VIC	Current	2003-04-01
AUSTRALIAN WEALTH HOLDINGS PTY LTD	AFS Licensee	481674	QLD	Current	2016-02-18
AUSTRALIAN WEALTH SERVICES PTY LTD	AFS Licensee	341926	QLD	Current	2009-12-14
AUSTRALIANSUPER PTY LTD	AFS Licensee	233788	VIC	Current	2003-10-31
AUSTRALIS INVESTMENT MANAGEMENT COMPANY PTY LTD	AFS Licensee	504596	NSW	Current	2018-07-19
AUSTVICE PTY LTD	AFS Licensee	519265	VIC	Current	2019-12-12
AUSTWIDE FINANCIAL PLANNING PTY LTD	AFS Licensee	542956	VIC	Current	2022-11-21
AUSWIDE MANAGEMENT LIMITED	AFS Licensee	267819	VIC	Current	2004-03-22
AUTOMIC MARKETS PTY LTD	AFS Licensee	517703	VIC	Current	2020-01-23
AVALON ADVISORS PTY LTD	AFS Licensee	551189	WA	Current	2023-10-31
AVALON FUNDS MANAGEMENT LTD	AFS Licensee	470722	QLD	Current	2015-07-08
AVALONFS PTY LTD	AFS Licensee	437518	NSW	Current	2013-06-05
AVANA FINANCIAL SOLUTIONS PTY LTD	AFS Licensee	516325	VIC	Current	2019-11-07
AVANTEOS INVESTMENTS LIMITED	AFS Licensee	245531	NSW	Current	2004-03-01
AVANTI FINANCIAL GROUP PTY LTD	AFS Licensee	509033	NSW	Current	2018-07-02
AVARI HOLDINGS PTY LTD	AFS Licensee	472222	NSW	Current	2015-03-12
AVC ENTERPRISES INTERNATIONAL PTY LTD	AFS Licensee	516646	NSW	Current	2019-12-04
AVENIR CAPITAL PTY LTD	AFS Licensee	405469	NSW	Current	2011-08-26
AVENOR INVESTMENT PARTNERS PTY LTD	AFS Licensee	541421	NSW	Current	2022-11-23
AVIATOR CAPITAL PTY LTD	AFS Licensee	432803	NSW	Current	2013-02-26
AVOCADO CAPITAL PTY LTD	AFS Licensee	568994	WA	Current	2025-12-16
AW FINANCIAL ADVISORY GROUP PTY LTD	AFS Licensee	568490	NSW	Current	2025-07-03
AWARD GLOBAL CAPITAL PTY LTD	AFS Licensee	494702	NSW	Current	2017-10-09
AWARE FINANCIAL SERVICES AUSTRALIA LIMITED	AFS Licensee	238430	NSW	Current	2004-02-16
AWARE SUPER PTY LTD	AFS Licensee	293340	NSW	Current	2006-02-03
AWFP GROUP PTY LTD	AFS Licensee	506819	VIC	Current	2019-02-01
AWHINA FINANCIAL PTY LTD	AFS Licensee	512210	QLD	Current	2019-04-01
AWM SERVICES PTY LTD	AFS Licensee	366121	NSW	Current	2011-01-01
AWS PRIVATE WEALTH PTY LTD	AFS Licensee	550862	NSW	Current	2023-10-03
AXA INVESTMENT MANAGERS AUSTRALIA LTD	AFS Licensee	273320	NSW	Current	2004-05-27
AXIAL WEALTH MANAGEMENT PTY LTD	AFS Licensee	511101	VIC	Current	2018-11-19
AXIES PTY. LTD.	AFS Licensee	339384	VIC	Current	2009-10-07
AXIIS CAPITAL PTY LTD	AFS Licensee	523464	NSW	Current	2020-12-15
AXIOM WEALTH PTY. LTD.	AFS Licensee	313422	NSW	Current	2007-07-19
AXIS FINANCIAL ADVISERS PTY LTD	AFS Licensee	291523	NSW	Current	2005-10-19
AXIS FINANCIAL GROUP PTY LTD	AFS Licensee	233680	WA	Current	2003-09-04
AXIUS SERVICES PTY LTD	AFS Licensee	499066	NSW	Current	2017-07-31
AYLESBURY FINANCIAL GROUP PTY LTD	AFS Licensee	223260	QLD	Current	2002-11-01
AZ PRIVATE WEALTH SERVICES PTY LTD	AFS Licensee	523055	NSW	Current	2020-10-15
AZ SESTANTE LIMITED	AFS Licensee	284442	NSW	Current	2005-05-30
AZORA FINANCE (MANAGEMENT) PTY LTD	AFS Licensee	321882	NSW	Current	2008-05-19
AZUR PACIFIC CAPITAL ADVISORS PTY LTD	AFS Licensee	447578	NSW	Current	2014-01-23
AZURE CAPITAL PTY LTD	AFS Licensee	276569	WA	Current	2004-07-28
B G CAPITAL CORPORATION PTY LIMITED	AFS Licensee	243388	NSW	Current	2004-02-03
B. MOSES INVESTMENT MANAGEMENT PTY LIMITED	AFS Licensee	561673	NSW	Current	2025-08-22
B. MOSES INVESTMENT SERVICES PTY LIMITED	AFS Licensee	421290	NSW	Current	2012-06-29
B.Q.L. MANAGEMENT PTY. LTD.	AFS Licensee	244617	QLD	Current	2004-03-10
BACENA FUND MANAGEMENT PTY LTD	AFS Licensee	563430	QLD	Current	2025-04-23
BACERA CO PTY LTD	AFS Licensee	328794	NSW	Current	2008-12-19
BAILADOR INVESTMENT MANAGEMENT PTY LIMITED	AFS Licensee	400811	NSW	Current	2011-05-09
BAILEY ROBERTS GROUP PTY. LIMITED	AFS Licensee	235656	NSW	Current	2003-10-14
BAILIWICK LIFESTYLE FINANCIAL PLANNERS PTY LTD	AFS Licensee	239112	QLD	Current	2004-02-01
BAILLIE ASSET MANAGEMENT LIMITED	AFS Licensee	295814	VIC	Current	2006-05-16
BAILLIE GIFFORD OVERSEAS LIMITED	AFS Licensee	528911	—	Current	2021-07-22
BAIN CAPITAL CREDIT (AUSTRALIA) PTY. LTD.	AFS Licensee	474629	VIC	Current	2015-07-06
BAIOCCHI GRIFFIN PRIVATE WEALTH PTY. LTD.	AFS Licensee	424658	NSW	Current	2012-08-21
BAJADA & ASSOCIATES PTY LTD	AFS Licensee	230706	WA	Current	2003-08-26
BAKER ADVICE PTY LTD	AFS Licensee	550631	QLD	Current	2024-04-16
BAKER YOUNG LIMITED	AFS Licensee	246735	SA	Current	2004-03-10
BALANCED INVESTMENT STRATEGIES PTY LTD	AFS Licensee	314365	QLD	Current	2007-08-14
BALANCED SECURITIES LIMITED	AFS Licensee	241382	VIC	Current	2004-02-04
BALDRY FINANCIAL SERVICES PTY LTD	AFS Licensee	237235	NSW	Current	2003-12-10
BALLINGERS FP PTY LTD	AFS Licensee	338959	NSW	Current	2009-08-25

Page 4 of 32 (4,737 total)

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