PHILLIP CAPITAL LIMITED AFS Licensee 246827 VIC Current2004-03-01 PHILLIP SECURITIES (AUS) LIMITED AFS Licensee 247100 WA Current2004-03-02 PHILLIPSONS FINANCIAL PLANNING PTY LTD AFS Licensee 332836 VIC Current2009-01-20 PHILO CAPITAL ADVISERS PTY LTD AFS Licensee 301808 NSW Current2007-04-03 PHOENIX PORTFOLIOS PTY LTD AFS Licensee 300302 VIC Current2006-05-15 PHOENIX PRIVATE WEALTH MANAGEMENT PTY LTD AFS Licensee 438287 NSW Current2013-06-11 PHOENIX PROPERTY INVESTORS (AUSTRALIA) LIMITED AFS Licensee 545226 NSW Current2023-03-20 PHOENIX WEALTH MANAGEMENT PTY LIMITED AFS Licensee 320686 NSW Current2008-04-21 PHRONIMOS PTY LTD AFS Licensee 516528 NSW Current2019-10-04 PICNIC LICENSING PTY LTD AFS Licensee 532540 NSW Current2022-05-03 PICTURE WEALTH ADVISORY PTY LTD AFS Licensee 530789 WA Current2021-09-16 PIER 12 PTY LTD AFS Licensee 517083 VIC Current2019-11-04 PIER CAPITAL PTY LIMITED AFS Licensee 294398 NSW Current2005-11-22 PILAT INVESTMENT PTY LTD AFS Licensee 241717 NSW Current2003-12-08 PILGRIM PRIVATE PTY LTD AFS Licensee 235322 VIC Current2003-12-01 PILLARVIEW INVEST PTY LTD AFS Licensee 515674 QLD Current2019-10-31 PILOT ADVISORY PTY LTD AFS Licensee 473034 QLD Current2015-04-07 PILOT WEALTH MANAGEMENT PTY LTD AFS Licensee 410134 SA Current2011-10-12 PIMCO AUSTRALIA MANAGEMENT LIMITED AFS Licensee 487505 NSW Current2016-08-15 PIMCO AUSTRALIA PTY LIMITED AFS Licensee 246862 NSW Current2004-02-28 PINN DEAVIN SECURITIES PTY LTD AFS Licensee 246925 NSW Current2004-03-10 PINNACLE DEALER SERVICES PTY LTD AFS Licensee 513743 SA Current2019-09-30 PINNACLE EQUITIES PTY LTD AFS Licensee 300776 VIC Current2006-08-16 PINNACLE FP PTY LTD AFS Licensee 509196 VIC Current2018-10-08 PINNACLE FUND SERVICES LIMITED AFS Licensee 238371 NSW Current2004-03-08 PINNACLE INVESTMENT MANAGEMENT LIMITED AFS Licensee 322140 NSW Current2008-06-11 PINNACLE RE SERVICES LIMITED AFS Licensee 340235 NSW Current2009-12-24 PINNACLE WEALTH PARTNERS PTY LTD AFS Licensee 528721 QLD Current2021-05-27 PIONEER INVESTMENT GROUP PTY LTD AFS Licensee 461933 NSW Current2014-09-30 PIPECLAY LAWSON LTD AFS Licensee 437838 NSW Current2013-07-30 PIRIE STREET CUSTODIAN LTD AFS Licensee 240521 VIC Current2004-03-10 PITCHER PARTNERS CORPORATE FINANCE LIMITED AFS Licensee 255516 QLD Current2004-03-10 PITCHER PARTNERS CORPORATE PTY. LTD. AFS Licensee 229841 VIC Current2003-06-20 PITCHER PARTNERS INVESTMENT SERVICES PTY. LTD. AFS Licensee 229887 VIC Current2003-06-20 PITCHER PARTNERS PRIVATE WEALTH PTY LTD AFS Licensee 515251 NSW Current2019-08-21 PITCHER PARTNERS SYDNEY CORPORATE FINANCE PTY LTD AFS Licensee 516413 NSW Current2019-11-18 PITCHER PARTNERS SYDNEY PRIVATE WEALTH PTY LIMITED AFS Licensee 563803 NSW Current2024-12-20 PITCHER PARTNERS WEALTH MANAGEMENT PTY LTD AFS Licensee 357636 QLD Current2010-08-31 PITT CAPITAL PARTNERS LIMITED AFS Licensee 276323 NSW Current2004-08-02 PKF CORPORATE FINANCE (NSW) PTY LIMITED AFS Licensee 295872 NSW Current2006-06-14 PKF PERTH CAPITAL PTY LTD AFS Licensee 291385 WA Current2005-10-13 PKF WEALTH TMW PTY LTD AFS Licensee 515733 NSW Current2019-09-06 PKFWAFSL PTY LTD AFS Licensee 525655 NSW Current2021-02-02 PLAN 2 PTY LTD AFS Licensee 237874 QLD Current2003-11-14 PLANET MONEY PTY LTD AFS Licensee 518850 SA Current2020-06-01 PLANNING PARTNERS PTY. LTD. AFS Licensee 222835 VIC Current2002-09-27 PLANNINGSOLO LICENSING PTY LTD AFS Licensee 526143 VIC Current2021-01-05 PLANUM CAPITAL PTY LTD AFS Licensee 479535 NSW Current2015-11-13 PLATFORM ADVISORY PARTNERS PTY. LTD. AFS Licensee 494360 VIC Current2017-03-15 PLATFORMPLUS PTY LTD AFS Licensee 563335 QLD Current2025-08-18 PLATINUM INVESTMENT MANAGEMENT LIMITED AFS Licensee 221935 NSW Current2003-06-18 PLATINUM MORTGAGE SECURITIES PTY LTD AFS Licensee 329004 WA Current2008-10-24 PLATINUM WEALTH ADVISORY PTY LTD AFS Licensee 558788 VIC Current2024-08-19 PLATO INVESTMENT MANAGEMENT LIMITED AFS Licensee 504616 NSW Current2018-06-29 PLATYPUS ASSET MANAGEMENT PTY LIMITED AFS Licensee 301294 NSW Current2006-08-07 PLAYFAIRTAN PTY LTD AFS Licensee 416775 NSW Current2012-04-23 PLENARY FUNDS MANAGEMENT PTY LTD AFS Licensee 535601 NSW Current2022-06-03 PLENARY ORIGINATION PTY LTD AFS Licensee 513235 VIC Current2019-02-07 PLENTI RE LIMITED AFS Licensee 449176 NSW Current2014-05-26 PLUS CAPITAL MANAGEMENT PTY LTD AFS Licensee 322080 NSW Current2008-05-21 PLUTUS INDEPENDENT ADVISORS PTY LTD AFS Licensee 517944 NSW Current2019-12-18 PM FINANCIAL ADVISERS PTY LTD AFS Licensee 700040 NSW Current2025-11-07 PMA STRATEGIC ADVISORY SERVICES PTY LTD AFS Licensee 489001 NSW Current2017-02-10 PMCG PTY LTD AFS Licensee 281846 NSW Current2005-02-18 POINT CAPITAL GROUP PTY LTD AFS Licensee 518031 NSW Current2019-12-24 POINT CAPITAL IM PTY LTD AFS Licensee 554646 NSW Current2024-10-30 POINT KING CAPITAL FUND SERVICES PTY LTD AFS Licensee 542771 NSW Current2022-11-11 POINT ZERO INTERNATIONAL PTY LTD AFS Licensee 429738 VIC Current2012-12-24 POINTONS FINANCIAL PLANNERS PTY LTD AFS Licensee 247114 SA Current2004-03-19 POLAR 993 ADVISORY PTY LTD AFS Licensee 531197 VIC Current2021-08-12 POLAR 993 LIMITED AFS Licensee 525458 VIC Current2020-11-18 POLAR CAPITAL LLP AFS Licensee 528982 — Current2021-06-23 POLARIS AUSTRALIS CAPITAL PTY LTD AFS Licensee 544133 NSW Current2023-02-10 POLICE FINANCIAL SERVICES LIMITED AFS Licensee 240293 VIC Current2004-01-05 POLITIS INVESTMENT STRATEGIES PTY LTD AFS Licensee 253125 NSW Current2004-04-07 POLLINATION FINANCIAL SERVICES PTY LIMITED AFS Licensee 539352 NSW Current2023-02-17 POLYGON HOLDINGS PTY LTD AFS Licensee 225889 NSW Current2003-07-01 PONSFORD, DEREK MICHAEL AFS Licensee 298750 NSW Current2006-06-30 POOLE & PARTNERS INVESTMENT SERVICES PTY. LTD. AFS Licensee 280232 QLD Current2004-11-05 POOLE CAPITAL PARTNERS PTY LTD AFS Licensee 564833 VIC Current2025-07-29 POOLEDFUNDS PTY LTD AFS Licensee 234543 NSW Current2003-09-12 PORT JACKSON FAMILY OFFICE (LICENCE) PTY LTD AFS Licensee 523061 NSW Current2020-08-25 PORTFOLIO PLANNERS PRIVATE PTY LTD AFS Licensee 430319 VIC Current2012-12-07 PORTFOLIO PLANNERS PTY LTD AFS Licensee 339044 VIC Current2009-07-31 PORTNORDICA LIMITED AFS Licensee 288298 NSW Current2005-07-25 POSITIVE DYNAMICS PTY. LTD. AFS Licensee 484103 QLD Current2016-05-16 POSITIVE INVESTMENT PARTNERS PTY LTD AFS Licensee 475207 NSW Current2016-02-04 POTENTIA CAPITAL PTY LTD AFS Licensee 498227 NSW Current2017-08-31 POTENTUM PARTNERS AUSTRALIA PTY LTD AFS Licensee 518176 VIC Current2020-01-24 POTTINGER CO PTY LTD AFS Licensee 307650 NSW Current2007-03-05 POWER TRADING CAPITAL LTD AFS Licensee 426800 NSW Current2012-12-20 POWERWRAP LIMITED AFS Licensee 329829 VIC Current2009-05-26 PPF ADVISORY PTY LTD AFS Licensee 470793 VIC Current2015-12-16 PPF ASSET MANAGEMENT LIMITED AFS Licensee 229696 VIC Current2003-06-13 PPI CAPITAL LTD AFS Licensee 344601 SA Current2010-05-21 PPI FINANCIAL SERVICES PTY LTD AFS Licensee 467297 SA Current2015-03-10 PPN WEALTH PTY LTD AFS Licensee 459049 VIC Current2014-07-28 PPT FINANCIAL PTY LTD AFS Licensee 252992 VIC Current2004-03-01 PRAEMIUM AUSTRALIA LIMITED AFS Licensee 297956 VIC Current2006-03-21 PRAESCIUS FINANCIAL HOLDINGS PTY LTD AFS Licensee 486455 QLD Current2016-06-23 PRECINCT FUNDS MANAGEMENT PTY LTD AFS Licensee 544806 NSW Current2023-04-14 PRECISE ADVICE FINANCIAL SERVICES PTY. LTD. AFS Licensee 229986 VIC Current2003-07-01 PRECISION FINANCIAL CONSULTING PTY LTD AFS Licensee 491432 NSW Current2016-12-01 PRECISION FUNDS MANAGEMENT PTY. LTD. AFS Licensee 546596 WA Current2023-08-03 PRECISIONWM FINANCIAL SERVICES PTY LTD AFS Licensee 700060 QLD Current2026-01-27 PREFERRED CARBON AUSTRALIA PTY LTD AFS Licensee 425618 VIC Current2013-01-08 PREFERRED FINANCIAL SERVICES PTY LTD. AFS Licensee 521777 QLD Current2020-08-03 PREMIER COMPLIANCE SOLUTIONS PTY LTD AFS Licensee 509609 NSW Current2019-02-01 PREMIUM ADVISERS PTY LTD AFS Licensee 525686 NSW Current2021-03-26 PREMIUM ADVISORY PTY LTD AFS Licensee 472548 NSW Current2015-05-14 PREMIUM CHINA FUNDS MANAGEMENT PTY LTD AFS Licensee 291570 NSW Current2005-11-07 PREMIUM CLIENT SERVICES AUSTRALIA PTY LTD AFS Licensee 454195 VIC Current2014-06-18 PRESTBURY FINANCIAL MANAGEMENT PTY LTD AFS Licensee 477450 WA Current2015-09-08 PRESTIGE AFSL PTY LTD AFS Licensee 555517 VIC Current2024-07-01 PRESTIGE WEALTH MANAGEMENT PTY LTD AFS Licensee 478891 QLD Current2015-10-07 PRFP PTY LTD AFS Licensee 512730 QLD Current2019-01-30 PRICE FINANCIAL INTELLIGENCE PTY LTD AFS Licensee 402367 NSW Current2011-11-21 PRICEWATERHOUSECOOPERS SECURITIES LTD AFS Licensee 244572 NSW Current2004-03-01 PRIMARY SECURITIES LTD AFS Licensee 224107 WA Current2003-02-13 PRIME MORTGAGE GROUP LTD. AFS Licensee 235269 VIC Current2003-10-01 PRIME PARTNERS FINANCIAL ADVICE PTY LTD AFS Licensee 458993 NSW Current2014-07-17 PRIME TIME ADVISORY PTY LTD AFS Licensee 316972 VIC Current2007-10-30 PRIME VALUE ASSET MANAGEMENT LIMITED AFS Licensee 222055 VIC Current2002-10-14 PRIME YEARS PTY LTD AFS Licensee 559807 VIC Current2024-08-27 PRIMECARE FINANCIAL PLANNING PTY. LTD. AFS Licensee 473141 VIC Current2015-06-09 PRIMESTOCK SECURITIES LIMITED AFS Licensee 239180 VIC Current2004-01-01 PRIMESTOCK WEALTH MANAGEMENT PTY LTD AFS Licensee 240277 VIC Current2004-02-23 PRINCETON FINANCIAL SERVICES PTY LTD AFS Licensee 429511 NSW Current2012-11-27 PRINCIPAL FINANCIAL SERVICES PTY LTD AFS Licensee 228944 QLD Current2003-07-07 PRINCIPAL GLOBAL INVESTORS (AUSTRALIA) LIMITED AFS Licensee 225385 NSW Current2003-02-20 PRINCIPAL PARTNERS (VIC) PTY LTD AFS Licensee 426722 VIC Current2013-01-18 PRINCIPAL PARTNERS SECURITIES PTY LTD AFS Licensee 486505 VIC Current2017-05-11 PRINCIPLE FINANCIAL GROUP PTY LTD AFS Licensee 516203 NSW Current2019-08-02 PRINCIPLED MORTGAGE INVESTMENTS LTD AFS Licensee 233081 VIC Current2003-08-25 PRIORITY ONE AGENCY SERVICES PTY LTD AFS Licensee 286660 NSW Current2005-06-14 PRIORITY WEALTH ADVISERS PTY LTD AFS Licensee 508998 WA Current2018-07-03 PRIORITY1 WEALTH MANAGEMENT GROUP (AUSTRALIA) PTY. LTD. AFS Licensee 324472 VIC Current2008-05-27 PRISM FINANCIAL PLANNERS ADVICE PTY LTD AFS Licensee 565873 SA Current2025-04-29 PRITCHARD & PARTNERS PTY LIMITED AFS Licensee 246712 NSW Current2004-03-10 PRIVATA CAPITAL PTY LTD AFS Licensee 551091 VIC Current2023-09-22 PRIVATE CAPITAL ADVISERS PTY LTD AFS Licensee 422593 WA Current2012-07-23 PRIVATE FINANCIAL ADVISORY PTY LTD AFS Licensee 464933 VIC Current2015-01-21 PRIVATE MORTGAGE FUNDING & MANAGEMENT LIMITED AFS Licensee 237861 WA Current2003-11-14 PRIVATE PORTFOLIO MANAGERS PTY LIMITED AFS Licensee 241058 NSW Current2003-12-01 PRIVATE WEALTH ADVISORY PTY LTD AFS Licensee 478249 WA Current2015-09-09 PRIVATE WEALTH PARTNERS GROUP PTY LIMITED AFS Licensee 484737 NSW Current2016-07-07 PRIVATEINVEST CAPITAL SECURITIES LIMITED AFS Licensee 491287 WA Current2017-02-16 PRIVATUS ADVISORY PTY LTD AFS Licensee 558973 NSW Current2024-06-26 PRIVEST LICENSEE SERVICES PTY LTD AFS Licensee 526603 NSW Current2021-03-25 PRO VISIONARY PTY LTD AFS Licensee 508775 NSW Current2018-10-09