ASF CAPITAL PTY LTD AFS Licensee 245578 NSW Current2004-01-05 ASHMORE INVESTMENT MANAGEMENT LIMITED AFS Licensee 543842 — Current2023-04-18 ASIA PRINCIPAL CAPITAL OPERATIONS PTY LIMITED AFS Licensee 468046 NSW Current2014-12-17 AT GLOBAL MARKETS (AUSTRALIA) PTY LTD AFS Licensee 418036 NSW Current2012-05-02 ATHENA INVESTMENT COMPANY PTY LTD AFS Licensee 542914 NSW Current2022-12-20 ATLANTIC PARTNERS ASIA (SG) PTE. LTD. AFS Licensee 555035 — Current2026-04-15 ATLAS INFRASTRUCTURE (AUSTRALIA) PTY LTD AFS Licensee 497475 NSW Current2017-08-02 ATLAS SP AUSTRALIA SERVICES PTY LTD AFS Licensee 552580 NSW Current2024-05-01 ATOMOS ASSETS PTY LTD AFS Licensee 342901 NSW Current2010-01-05 ATRIUM INVESTMENT MANAGEMENT PTY LTD AFS Licensee 338634 NSW Current2009-08-14 ATTUNGA CAPITAL PTY LTD AFS Licensee 297385 NSW Current2006-05-29 AUGS MARKETS PTY LTD AFS Licensee 374686 NSW Current2011-08-09 AURA CAPITAL PTY LTD AFS Licensee 366230 NSW Current2010-10-18 AURENDA PARTNERS HOLDINGS PTY LIMITED AFS Licensee 540799 VIC Current2022-08-15 AURIC INTERNATIONAL MARKETS (AU) PTY LTD AFS Licensee 526125 QLD Current2022-09-06 AURORA CAPITAL MARKETS PTY LTD AFS Licensee 490749 VIC Current2017-05-25 AURORA FUNDS MANAGEMENT LIMITED AFS Licensee 222110 VIC Current2002-09-02 AUS GLOBAL FINANCIAL (AU) PTY. LTD. AFS Licensee 427848 VIC Current2012-10-12 AUSBIL INVESTMENT MANAGEMENT LIMITED AFS Licensee 229722 NSW Current2003-07-01 AUSCAP ASSET MANAGEMENT LIMITED AFS Licensee 428014 NSW Current2012-10-29 AUSSIE CAPITAL COMPLIANCE PTY LTD AFS Licensee 564458 SA Current2025-04-08 AUSSIE FOREX & FINANCE PTY LTD AFS Licensee 431354 NSW Current2013-04-23 AUSTRAL CAPITAL PTY LIMITED AFS Licensee 229072 NSW Current2003-06-18 AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED AFS Licensee 234527 VIC Current2003-10-01 AUSTRALIAN BOND EXCHANGE PTY. LTD. AFS Licensee 484453 NSW Current2016-07-07 AUSTRALIAN CAPITAL FUNDS MANAGEMENT LTD AFS Licensee 327505 NSW Current2008-10-13 AUSTRALIAN ETHICAL INVESTMENT LTD AFS Licensee 229949 NSW Current2004-03-01 AUSTRALIAN FIDUCIARIES LIMITED AFS Licensee 465658 QLD Current2014-12-22 AUSTRALIAN FINANCIAL LICENCING GROUP PTY LTD AFS Licensee 269868 NSW Current2004-06-10 AUSTRALIAN INCOME FUND LIMITED AFS Licensee 317391 NSW Current2008-05-20 AUSTRALIAN INVESTMENT EXCHANGE LIMITED AFS Licensee 241400 NSW Current2004-03-10 AUSTRALIAN STANDFIRST FUNDS MANAGEMENT LTD. AFS Licensee 510315 VIC Current2019-06-11 AUSTRALIAN UNITY FUNDS MANAGEMENT LIMITED AFS Licensee 234454 VIC Current2003-12-01 AUSTRALIAN UNITY LIFE BONDS PTY LTD AFS Licensee 230522 VIC Current2003-12-01 AUSTRALIAN UNITY TRUSTEES LIMITED AFS Licensee 483220 VIC Current2017-02-08 AUSTRALIAN WEALTH SERVICES PTY LTD AFS Licensee 341926 QLD Current2009-12-14 AUSTRALIS INVESTMENT MANAGEMENT COMPANY PTY LTD AFS Licensee 504596 NSW Current2018-07-19 AVA CAPITAL MARKETS AUSTRALIA PTY LTD AFS Licensee 406684 NSW Current2011-11-09 AVENIR CAPITAL PTY LTD AFS Licensee 405469 NSW Current2011-08-26 AW FINTECH PTY LTD AFS Licensee 443886 NSW Current2013-11-12 AWARE FINANCIAL SERVICES AUSTRALIA LIMITED AFS Licensee 238430 NSW Current2004-02-16 AWARE SUPER PTY LTD AFS Licensee 293340 NSW Current2006-02-03 AXA INVESTMENT MANAGERS AUSTRALIA LTD AFS Licensee 273320 NSW Current2004-05-27 AXEL PRIVATE MARKET PTY LTD AFS Licensee 529733 SA Current2023-07-14 AXICORP FINANCIAL SERVICES PTY LTD AFS Licensee 318232 NSW Current2007-12-21 AXIUS SERVICES PTY LTD AFS Licensee 499066 NSW Current2017-07-31 AZ PRIVATE WEALTH SERVICES PTY LTD AFS Licensee 523055 NSW Current2020-10-15 AZ SESTANTE LIMITED AFS Licensee 284442 NSW Current2005-05-30 AZURE CAPITAL PTY LTD AFS Licensee 276569 WA Current2004-07-28 B. MOSES INVESTMENT MANAGEMENT PTY LIMITED AFS Licensee 561673 NSW Current2025-08-22 B.Q.L. MANAGEMENT PTY. LTD. AFS Licensee 244617 QLD Current2004-03-10 BACERA CO PTY LTD AFS Licensee 328794 NSW Current2008-12-19 BAILLIE ASSET MANAGEMENT LIMITED AFS Licensee 295814 VIC Current2006-05-16 BAILLIE GIFFORD OVERSEAS LIMITED AFS Licensee 528911 — Current2021-07-22 BAIN CAPITAL CREDIT (AUSTRALIA) PTY. LTD. AFS Licensee 474629 VIC Current2015-07-06 BALMAIN FUND ADMINISTRATION LIMITED AFS Licensee 333213 NSW Current2009-05-22 BANK AUSTRALIA LIMITED AFS Licensee 238431 VIC Current2004-02-02 BANK OF AMERICA NATIONAL ASSOCIATION AFS Licensee 412901 NSW Current2012-01-17 BANK OF BARODA AFS Licensee 427704 NSW Current2012-10-16 BANK OF CHINA (AUSTRALIA) LIMITED AFS Licensee 287322 NSW Current2005-08-10 BANK OF CHINA LIMITED AFS Licensee 230547 NSW Current2003-07-28 BANK OF COMMUNICATIONS CO. LTD. AFS Licensee 409837 NSW Current2011-10-19 BANK OF QUEENSLAND LIMITED AFS Licensee 244616 QLD Current2004-03-10 BANK OF SYDNEY LTD AFS Licensee 243444 NSW Current2004-03-01 BARBACANE ADVISORS PTY LTD AFS Licensee 512465 VIC Current2019-03-01 BARCAP FINANCE PTY LIMITED AFS Licensee 545345 NSW Current2024-04-19 BARDIN CAPITAL PTY LTD AFS Licensee 247858 VIC Current2004-03-10 BARINGS AUSTRALIA PTY LTD AFS Licensee 342787 NSW Current2010-01-27 BARRENJOEY ADVISORY PTY LIMITED AFS Licensee 521801 NSW Current2020-10-21 BARRENJOEY MARKETS PTY LIMITED AFS Licensee 521800 NSW Current2021-03-02 BARRENJOEY PRIVATE CAPITAL NOMINEES PTY LIMITED AFS Licensee 556003 NSW Current2024-10-02 BARRINGTON TREASURY SERVICES PTY LTD AFS Licensee 244594 NSW Current2004-03-03 BARWON INVESTMENT PARTNERS PTY LTD AFS Licensee 298445 NSW Current2006-05-01 BAYLEY STUART FUNDS MANAGEMENT LTD AFS Licensee 537104 VIC Current2022-08-17 BCP2 PTY LTD AFS Licensee 525465 VIC Current2020-12-15 BCP3 PTY LTD AFS Licensee 525467 VIC Current2020-12-15 BDHSTERLING AFSL PTY LTD AFS Licensee 222266 WA Current2002-08-15 BEACON INVESTMENT PUBLISHING PTY LTD AFS Licensee 527881 WA Current2021-09-01 BEAUFORT FIDUCIARIES PTY LTD AFS Licensee 545124 NSW Current2023-05-09 BEEMARKETS PTY LTD AFS Licensee 505077 NSW Current2018-06-28 BELIKE NOMINEES PTY. LIMITED AFS Licensee 238164 NSW Current2004-03-01 BELL ASSET MANAGEMENT LIMITED AFS Licensee 231091 VIC Current2004-02-03 BELL POTTER PLATFORMS PTY LTD AFS Licensee 247289 VIC Current2004-03-01 BELL POTTER SECURITIES LIMITED AFS Licensee 243480 VIC Current2004-03-10 BELLINGER ASSET MANAGEMENT PTY LIMITED AFS Licensee 442377 NSW Current2013-09-17 BENDIGO AND ADELAIDE BANK LIMITED AFS Licensee 237879 VIC Current2004-02-16 BENNELONG FUNDS MANAGEMENT LTD AFS Licensee 296806 VIC Current2006-03-08 BENTHAM ASSET MANAGEMENT PTY LTD AFS Licensee 356199 NSW Current2010-07-27 BENTLEYS (QLD) ADVISORY PTY LTD AFS Licensee 274444 QLD Current2004-09-06 BEO - EXPORT AUSTRALIA PTY LIMITED AFS Licensee 294171 NSW Current2005-11-09 BERKLEY INVESTMENT CORPORATION PTY LIMITED AFS Licensee 246812 NSW Current2004-03-04 BERKSHIRE GLOBAL ADVISORS PTY LTD AFS Licensee 504088 NSW Current2018-05-15 BETASHARES CAPITAL LTD AFS Licensee 341181 NSW Current2010-05-03 BEULAH CAPITAL PTY LTD AFS Licensee 330951 VIC Current2009-02-23 BEYOND CAPITAL ASSET MANAGEMENT PTY LTD AFS Licensee 484045 QLD Current2016-09-28 BGC PARTNERS (AUSTRALIA) PTY LIMITED AFS Licensee 221315 NSW Current2002-08-09 BGH CAPITAL CUSTODY SERVICES PTY LIMITED AFS Licensee 507617 VIC Current2018-07-25 BGH CAPITAL PTY LTD AFS Licensee 499409 VIC Current2017-09-25 BHG ONE PTY LTD AFS Licensee 306534 NSW Current2006-11-22 BILLTRADER PTY. LTD. AFS Licensee 489902 NSW Current2017-03-01 BISHOPSGATE INVESTMENT PARTNERS PTY LTD AFS Licensee 564288 VIC Current2025-08-12 BK CONSULTING (AUST) PTY LTD AFS Licensee 334906 QLD Current2009-04-14 BKS MARKETS PTY LTD AFS Licensee 292464 NSW Current2005-11-17 BLACKBIRD FUND SERVICES PTY LTD AFS Licensee 535620 NSW Current2022-10-24 BLACKBIRD VENTURES PTY LTD AFS Licensee 469288 NSW Current2015-01-05 BLACKROCK INVESTMENT MANAGEMENT (AUSTRALIA) LIMITED AFS Licensee 230523 NSW Current2003-10-24 BLACKSTONE REAL ESTATE AUSTRALIA PTY LIMITED AFS Licensee 485716 NSW Current2016-08-11 BLACKWATTLE INVESTMENT MANAGEMENT PTY LTD AFS Licensee 385348 NSW Current2010-12-14 BLACKWATTLE LICENSING PTY LTD AFS Licensee 547617 NSW Current2023-06-21 BLOCKCHAIN ASSETS PTY. LTD. AFS Licensee 555545 WA Current2024-12-10 BLOOMBERG TRADEBOOK AUSTRALIA PTY LTD AFS Licensee 245509 NSW Current2004-03-10 BLUE QUAY INVESTMENT MANAGEMENT PTY LTD AFS Licensee 320499 NSW Current2008-01-25 BLUE STAMP COMPANY PTY LTD AFS Licensee 495417 VIC Current2017-05-26 BLUEBERRY AUSTRALIA PTY LTD AFS Licensee 535887 NSW Current2024-05-27 BLUEBERRY PRIME PARTNERS PTY LTD AFS Licensee 364411 NSW Current2010-11-10 BMYG CAPITAL PTY LTD AFS Licensee 505332 VIC Current2019-03-01 BNK BANKING CORPORATION LIMITED AFS Licensee 246884 WA Current2004-03-01 BNP PARIBAS AFS Licensee 238043 NSW Current2004-01-01 BNP PARIBAS ASSET MANAGEMENT AUSTRALIA LIMITED AFS Licensee 223418 NSW Current2003-11-18 BNP PARIBAS FINANCIAL MARKETS AFS Licensee 532459 — Current2021-08-20 BNP PARIBAS FUND SERVICES AUSTRALASIA PTY LTD AFS Licensee 241080 NSW Current2004-02-18 BNY TRUST COMPANY OF AUSTRALIA LIMITED AFS Licensee 239048 NSW Current2004-02-16 BOAB CAPITAL GROUP PTY. LTD. AFS Licensee 512270 NSW Current2018-12-14 BOAG ASSET MANAGEMENT PTY LTD AFS Licensee 469081 VIC Current2015-05-18 BOND ADVISER PTY LIMITED AFS Licensee 456783 VIC Current2014-06-12 BOND STREET CUSTODIANS LIMITED AFS Licensee 237489 NSW Current2004-03-01 BOUTIQUE CAPITAL PTY LTD AFS Licensee 508011 NSW Current2018-09-27 BRANDON CAPITAL PARTNERS PTY LTD AFS Licensee 344082 VIC Current2010-03-01 BRIDGES FINANCIAL SERVICES PTY LIMITED AFS Licensee 240837 NSW Current2004-03-10 BRIEFCASE PTY LTD AFS Licensee 546257 NSW Current2023-04-28 BRIGHTLIGHT GROUP PTY LTD AFS Licensee 493660 NSW Current2017-06-09 BRISTLEMOON CAPITAL PTY LTD AFS Licensee 552045 NSW Current2024-02-29 BROADWATER ASSOCIATES PTY LTD AFS Licensee 551841 QLD Current2024-03-22 BRONTE CAPITAL MANAGEMENT PTY LTD AFS Licensee 334325 NSW Current2009-05-19 BROOKFIELD AUSTRALIA FUNDS MANAGEMENT LIMITED AFS Licensee 231115 NSW Current2003-09-02 BROOKFIELD CAPITAL MANAGEMENT LIMITED AFS Licensee 223809 NSW Current2002-10-07 BROOKFIELD CAPITAL SECURITIES LIMITED AFS Licensee 226442 NSW Current2003-04-17 BROOKFIELD FUNDS MANAGEMENT LIMITED AFS Licensee 231141 NSW Current2003-10-10 BROOKFIELD MANAGEMENT EQUITY PLANS LIMITED AFS Licensee 241178 NSW Current2004-02-17 BSMN PARTNERSHIP AFS Licensee 287730 NSW Current2005-07-21 BT FUNDS MANAGEMENT LIMITED AFS Licensee 233724 NSW Current2004-02-09 BT FUNDS MANAGEMENT NO. 2 LIMITED AFS Licensee 233720 NSW Current2004-02-09 BTA INSTITUTIONAL SERVICES AUSTRALIA LIMITED AFS Licensee 239053 NSW Current2004-02-16 BULL CAPITAL FINANCIAL SERVICES PTY LTD AFS Licensee 559723 NSW Current2024-11-04 BURNVOIR CORPORATE FINANCE LIMITED AFS Licensee 247387 NSW Current2004-02-18 BURRELL SECURITIES LIMITED AFS Licensee 381667 QLD Current2011-01-20 BW CAPITAL PTY LTD AFS Licensee 221409 NSW Current2002-07-31 BWP MANAGEMENT LIMITED AFS Licensee 247830 WA Current2004-03-10 CACHE (RE SERVICES) LTD AFS Licensee 494886 NSW Current2017-11-20 CADENCE ASSET MANAGEMENT PTY LIMITED AFS Licensee 252745 NSW Current2004-05-06