Gba Securities Holdings Pty Ltd
This is the public ASIC register record for Gba Securities Holdings Pty Ltd's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.
Licence overview
- AFSL
- 522397
- Status
- Current
- Issued
- 2020-09-17
- ABN
- 79 602 763 299
- Location
- SYDNEY, NSW
Authorised financial services
Licence conditions28 items
This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to wholesale clients;
derivatives to wholesale clients;
foreign exchange contracts to wholesale clients;
general insurance products to wholesale clients;
managed investment schemes including IDPS to wholesale clients;
non-basic deposit products to wholesale clients;
non-cash payment products to wholesale clients; and
securities to wholesale clients.
Deal in a financial product limited to issue, apply for, acquire, vary or dispose of a financial product limited to:
derivatives to wholesale clients;
foreign exchange contracts to wholesale clients;
managed investment schemes excluding IDPS to wholesale clients;
non-cash payment products to wholesale clients; and
securities to wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to wholesale clients;
derivatives to wholesale clients;
foreign exchange contracts to wholesale clients;
general insurance products to wholesale clients;
managed investment schemes including IDPS to wholesale clients;
non-basic deposit products to wholesale clients;
non-cash payment products to wholesale clients; and
securities to wholesale clients.
Deal in a financial product limited to underwrite a financial product limited to:
securities to wholesale clients.
Provide a custodial or depository service other than IDPS to wholesale clients.
Related licences & representatives (4)
Frequently asked questions about AFSL 522397
What is AFSL 522397?
AFSL 522397 is the Australian Financial Services Licence held by Gba Securities Holdings Pty Ltd, recorded on ASIC's AFSL register.
Is this licence current?
On the latest public ASIC data shown here, AFSL 522397 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.
What is this licensee authorised to do?
Under AFSL 522397, the licensee is authorised for Custodial Services, Deposit Products, Derivatives, Foreign Exchange, General Insurance, Managed Investments, Non-Cash Payments and Securities. The exact authorisations and conditions are listed above.
How do I verify AFSL 522397?
Look up the company or AFSL 522397 on ASIC Connect, then compare the status and details there with this page.
Is this the official ASIC register?
No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.