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Cliffbrook Capital Financial Services Pty Ltd

CurrentAustralian Financial Services LicenceAFSL 517893

This is the public ASIC register record for Cliffbrook Capital Financial Services Pty Ltd's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.

Licence overview

AFSL
517893
Status
Current
Issued
2020-01-16
ABN
89 633 938 646
Location
SYDNEY, NSW
Monitor this licence for status changesFree →

Authorised financial services

Licence conditions20 items

This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:

Provide financial product advice limited to general financial product advice to wholesale clients only limited to:

derivatives limited to those used for hedging purposes to wholesale clients;

foreign exchange contracts limited to those used for hedging purposes to wholesale clients;

managed investment schemes excluding IDPS to wholesale clients; and

securities to wholesale clients.

Deal in a financial product limited to issue, apply for, acquire, vary or dispose of a financial product limited to:

derivatives limited to those used for hedging purposes to wholesale clients;

foreign exchange contracts limited to those used for hedging purposes to wholesale clients;

managed investment schemes excluding IDPS to wholesale clients; and

securities to wholesale clients.

Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:

basic deposit products to wholesale clients;

derivatives limited to those used for hedging purposes to wholesale clients;

foreign exchange contracts limited to those used for hedging purposes to wholesale clients;

general insurance products to wholesale clients;

managed investment schemes excluding IDPS to wholesale clients;

non-basic deposit products to wholesale clients; and

securities to wholesale clients.

Provide a custodial or depository service other than IDPS to wholesale clients.

Related licences & representatives (11)

Frequently asked questions about AFSL 517893

What is AFSL 517893?

AFSL 517893 is the Australian Financial Services Licence held by Cliffbrook Capital Financial Services Pty Ltd, recorded on ASIC's AFSL register.

Is this licence current?

On the latest public ASIC data shown here, AFSL 517893 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.

What is this licensee authorised to do?

Under AFSL 517893, the licensee is authorised for Custodial Services, Deposit Products, Derivatives, Foreign Exchange, General Insurance, Managed Investments and Securities. The exact authorisations and conditions are listed above.

How do I verify AFSL 517893?

Look up the company or AFSL 517893 on ASIC Connect, then compare the status and details there with this page.

Is this the official ASIC register?

No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.

AFSL 517893 — CLIFFBROOK CAPITAL FINANCIAL SERVICES PTY LTD (SYDNEY, NSW)