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Lumen Investment Management Pty Ltd

CurrentAustralian Financial Services LicenceAFSL 493790

This is the public ASIC register record for Lumen Investment Management Pty Ltd's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.

Licence overview

AFSL
493790
Status
Current
Issued
2017-04-10
ABN
31 616 119 941
Location
MELBOURNE, VIC
Monitor this licence for status changesFree →

Authorised financial services

Licence conditions17 items

This licence authorises the licensee to carry on a financial services business to:

provide general financial product advice only, for the following classes of financial products:

interests in managed investment schemes limited to:

own managed investment scheme only; and

securities;

deal in a financial product by:

issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:

interests in managed investment schemes limited to:

own managed investment scheme only; and

applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:

deposit and payment products limited to:

basic deposit products;

interests in managed investment schemes excluding investor directed portfolio services; and

securities; and

provide the following custodial or depository services:

operate custodial or depository services other than investor directed portfolio services;

to wholesale clients.

Frequently asked questions about AFSL 493790

What is AFSL 493790?

AFSL 493790 is the Australian Financial Services Licence held by Lumen Investment Management Pty Ltd, recorded on ASIC's AFSL register.

Is this licence current?

On the latest public ASIC data shown here, AFSL 493790 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.

What is this licensee authorised to do?

Under AFSL 493790, the licensee is authorised for Custodial Services, Deposit Products, Managed Investments and Securities. The exact authorisations and conditions are listed above.

How do I verify AFSL 493790?

Look up the company or AFSL 493790 on ASIC Connect, then compare the status and details there with this page.

Is this the official ASIC register?

No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.