AFSL Search logoAFSL Search

Vontobel Asset Management Australia Pty Limited

CurrentAustralian Financial Services LicenceAFSL 453140

This is the public ASIC register record for Vontobel Asset Management Australia Pty Limited's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.

Licence overview

AFSL
453140
Status
Current
Issued
2014-04-16
ABN
80 167 015 698
Location
SYDNEY, NSW
Monitor this licence for status changesFree →

Authorised financial services

Licence conditions29 items

This licence authorises the licensee to carry on a financial services business to:

provide general financial product advice to retail clients for the following classes of financial products:

deposit and payment products limited to:

basic deposit products;

deposit products other than basic deposit products;

derivatives;

foreign exchange contracts;

debentures, stocks or bonds issued or proposed to be issued by a government;

interests in managed investment schemes excluding investor directed portfolio services; and

securities; and

provide financial product advice to wholesale clients only for the following classes of financial products:

deposit and payment products limited to:

basic deposit products;

deposit products other than basic deposit products;

derivatives;

foreign exchange contracts;

debentures, stocks or bonds issued or proposed to be issued by a government;

interests in managed investment schemes excluding investor directed portfolio services; and

securities; and

deal in a financial product by:

applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholesale clients in respect of the following classes of products:

deposit and payment products limited to:

basic deposit products;

deposit products other than basic deposit products;

derivatives;

foreign exchange contracts;

debentures, stocks or bonds issued or proposed to be issued by a government;

interests in managed investment schemes excluding investor directed portfolio services; and

securities;

Frequently asked questions about AFSL 453140

What is AFSL 453140?

AFSL 453140 is the Australian Financial Services Licence held by Vontobel Asset Management Australia Pty Limited, recorded on ASIC's AFSL register.

Is this licence current?

On the latest public ASIC data shown here, AFSL 453140 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.

What is this licensee authorised to do?

Under AFSL 453140, the licensee is authorised for Deposit Products, Derivatives, Foreign Exchange, Managed Investments and Securities. The exact authorisations and conditions are listed above.

How do I verify AFSL 453140?

Look up the company or AFSL 453140 on ASIC Connect, then compare the status and details there with this page.

Is this the official ASIC register?

No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.