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Victoria Capital Pty Ltd

CurrentAustralian Financial Services LicenceAFSL 428989

This is the public ASIC register record for Victoria Capital Pty Ltd's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.

Licence overview

AFSL
428989
Status
Current
Issued
2012-12-03
ABN
82 159 228 314
Location
SURRY HILLS, NSW
Monitor this licence for status changesFree →

Authorised financial services

Licence conditions27 items

This licence authorises the licensee to carry on a financial services business to:

provide financial product advice for the following classes of financial products:

derivatives;

foreign exchange contracts restricted to foreign exchange contracts utilised for the management of financial risk (hedging) which only have the purposes of:

management or mitigation of the financial consequences of particular circumstances happening; or

avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency;

interests in managed investment schemes excluding investor directed portfolio services; and

securities; and

deal in a financial product by:

issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:

derivatives;

foreign exchange contracts restricted to foreign exchange contracts utilised for the management of financial risk (hedging) which only have the purposes of:

management or mitigation of the financial consequences of particular circumstances happening; or

avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency;

interests in managed investment schemes excluding investor directed portfolio services; and

securities;

applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:

derivatives;

foreign exchange contracts restricted to foreign exchange contracts utilised for the management of financial risk (hedging) which only have the purposes of:

management or mitigation of the financial consequences of particular circumstances happening; or

avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency;

interests in managed investment schemes excluding investor directed portfolio services; and

securities; and

underwriting:

interests in managed investment schemes; and

an issue of securities;

to wholesale clients.

Related licences & representatives (52)

Frequently asked questions about AFSL 428989

What is AFSL 428989?

AFSL 428989 is the Australian Financial Services Licence held by Victoria Capital Pty Ltd, recorded on ASIC's AFSL register.

Is this licence current?

On the latest public ASIC data shown here, AFSL 428989 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.

What is this licensee authorised to do?

Under AFSL 428989, the licensee is authorised for Derivatives, Foreign Exchange, Managed Investments and Securities. The exact authorisations and conditions are listed above.

How do I verify AFSL 428989?

Look up the company or AFSL 428989 on ASIC Connect, then compare the status and details there with this page.

Is this the official ASIC register?

No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.