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Raven Capital Pty Limited

CurrentAustralian Financial Services LicenceAFSL 426369

This is the public ASIC register record for Raven Capital Pty Limited's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.

Licence overview

AFSL
426369
Status
Current
Issued
2012-11-21
ABN
45 149 962 649
Location
NORTH SYDNEY, NSW
Monitor this licence for status changesFree →

Authorised financial services

Licence conditions36 items

This licence authorises the licensee to carry on a financial services business to:

provide general financial product advice to retail clients for the following classes of financial products:

deposit and payment products limited to:

basic deposit products;

interests in managed investment schemes excluding investor directed portfolio services;

interests in managed investment schemes limited to:

MDA services;

retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);

securities; and

superannuation;

provide financial product advice to wholesale clients only for the following classes of financial products:

deposit and payment products limited to:

basic deposit products;

interests in managed investment schemes excluding investor directed portfolio services;

interests in managed investment schemes limited to:

MDA services;

retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);

securities; and

superannuation;

deal in a financial product by:

issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:

interests in managed investment schemes excluding investor directed portfolio services;

interests in managed investment schemes limited to:

MDA services; and

securities; and

applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients on behalf of another person in respect of the following classes of products:

deposit and payment products limited to:

basic deposit products;

interests in managed investment schemes excluding investor directed portfolio services;

interests in managed investment schemes limited to:

MDA services;

retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);

securities; and

superannuation; and

provide the following custodial or depository services to wholesale clients only:

operate custodial or depository services other than investor directed portfolio services;

Related licences & representatives (5)

Frequently asked questions about AFSL 426369

What is AFSL 426369?

AFSL 426369 is the Australian Financial Services Licence held by Raven Capital Pty Limited, recorded on ASIC's AFSL register.

Is this licence current?

On the latest public ASIC data shown here, AFSL 426369 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.

What is this licensee authorised to do?

Under AFSL 426369, the licensee is authorised for Custodial Services, Deposit Products, Managed Investments, Securities and Superannuation. The exact authorisations and conditions are listed above.

How do I verify AFSL 426369?

Look up the company or AFSL 426369 on ASIC Connect, then compare the status and details there with this page.

Is this the official ASIC register?

No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.