Ophir Asset Management Pty Ltd
This is the public ASIC register record for Ophir Asset Management Pty Ltd's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.
Licence overview
- AFSL
- 420082
- Status
- Current
- Issued
- 2012-05-31
- ABN
- 88 156 146 717
- Location
- SYDNEY, NSW
Authorised financial services
Licence conditions32 items
This licence authorises the licensee to carry on a financial services business to:
provide general financial product advice to retail and wholesale clients for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
interests in managed investment schemes excluding investor directed portfolio services;
securities; and
provide general financial product advice to wholesale clients only for the following classes of financial products:
derivatives;
foreign exchange contracts restricted to foreign exchange contracts utilised for the management of financial risk (hedging) which only have the purposes of:
management or mitigation of the financial consequences of particular circumstances happening; or
avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients only in respect of the following classes of financial products:
derivatives;
foreign exchange contracts restricted to foreign exchange contracts utilised for the management of financial risk (hedging) which only have the purposes of:
management or mitigation of the financial consequences of particular circumstances happening; or
avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency; and
interests in managed investment schemes limited to:
own managed investment scheme only; and
arranging for another person to issue, acquire, vary or dispose of a financial product to retail and wholesale clients in respect of the following classes of financial products:
interests in managed investment schemes excluding investor directed portfolio services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products to wholesale clients only:
deposit and payment products limited to:
basic deposit products;
derivatives;
foreign exchange contracts restricted to foreign exchange contracts utilised for the management of financial risk (hedging) which only have the purposes of:
management or mitigation of the financial consequences of particular circumstances happening; or
avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency;
interests in managed investment schemes excluding investor directed portfolio services; and
securities; and
provide the following custodial or depository services to wholesale clients only:
operate custodial or depository services other than investor directed portfolio services
Frequently asked questions about AFSL 420082
What is AFSL 420082?
AFSL 420082 is the Australian Financial Services Licence held by Ophir Asset Management Pty Ltd, recorded on ASIC's AFSL register.
Is this licence current?
On the latest public ASIC data shown here, AFSL 420082 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.
What is this licensee authorised to do?
Under AFSL 420082, the licensee is authorised for Custodial Services, Deposit Products, Derivatives, Foreign Exchange, Managed Investments and Securities. The exact authorisations and conditions are listed above.
How do I verify AFSL 420082?
Look up the company or AFSL 420082 on ASIC Connect, then compare the status and details there with this page.
Is this the official ASIC register?
No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.