Upright Funds Pty Ltd
This is the public ASIC register record for Upright Funds Pty Ltd's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.
Licence overview
- AFSL
- 417204
- Status
- Current
- Issued
- 2012-03-20
- ABN
- 36 155 087 899
- Location
- MELBOURNE, VIC
Authorised financial services
Licence conditions21 items
This licence authorises the licensee to carry on a financial services business to:
provide general financial product advice only, for the following classes of financial products:
interests in managed investment schemes excluding investor directed portfolio services; and
securities;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
foreign exchange contracts;
interests in managed investment schemes excluding investor directed portfolio services; and
securities; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
derivatives;
foreign exchange contracts;
general insurance products;
interests in managed investment schemes excluding investor directed portfolio services; and
securities; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to wholesale clients.
Related licences & representatives (4)
Frequently asked questions about AFSL 417204
What is AFSL 417204?
AFSL 417204 is the Australian Financial Services Licence held by Upright Funds Pty Ltd, recorded on ASIC's AFSL register.
Is this licence current?
On the latest public ASIC data shown here, AFSL 417204 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.
What is this licensee authorised to do?
Under AFSL 417204, the licensee is authorised for Custodial Services, Deposit Products, Derivatives, Foreign Exchange, General Insurance, Managed Investments and Securities. The exact authorisations and conditions are listed above.
How do I verify AFSL 417204?
Look up the company or AFSL 417204 on ASIC Connect, then compare the status and details there with this page.
Is this the official ASIC register?
No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.