Garda Funds Management Limited
This is the public ASIC register record for Garda Funds Management Limited's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.
Licence overview
- AFSL
- 398764
- Status
- Current
- Issued
- 2011-04-11
- ABN
- 59 140 857 405
- Location
- BRISBANE, QLD
Authorised financial services
Licence conditions28 items
This licence authorises the licensee to carry on a financial services business to:
provide general financial product advice for the following classes of financial products:
interests in managed investment schemes excluding investor directed portfolio services; and
securities;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
interests in managed investment schemes excluding investor directed portfolio services; and
securities; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
derivatives;
general insurance products;
interests in managed investment schemes excluding investor directed portfolio services; and
securities;
operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
"Garda Capital Trust" scheme (ARSN: 150 164 720),
a scheme which only holds the following types of property:
direct real property;
financial assets; and
mortgages; and
schemes which only hold the following types of property:
direct real property; and
financial assets; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
Frequently asked questions about AFSL 398764
What is AFSL 398764?
AFSL 398764 is the Australian Financial Services Licence held by Garda Funds Management Limited, recorded on ASIC's AFSL register.
Is this licence current?
On the latest public ASIC data shown here, AFSL 398764 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.
What is this licensee authorised to do?
Under AFSL 398764, the licensee is authorised for Custodial Services, Deposit Products, Derivatives, General Insurance, Managed Investments and Securities. The exact authorisations and conditions are listed above.
How do I verify AFSL 398764?
Look up the company or AFSL 398764 on ASIC Connect, then compare the status and details there with this page.
Is this the official ASIC register?
No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.