Clsa Australia Pty Ltd
This is the public ASIC register record for Clsa Australia Pty Ltd's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.
Licence overview
- AFSL
- 350159
- Status
- Current
- Issued
- 2010-07-22
- ABN
- 53 139 992 331
- Location
- SYDNEY, NSW
Authorised financial services
Licence conditions22 items
This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
debentures, stocks or bonds issued or proposed to be issued by a government to wholesale clients;
derivatives to wholesale clients;
foreign exchange contracts to wholesale clients;
managed investment schemes excluding IDPS to wholesale clients; and
securities to wholesale clients.
Deal in a financial product limited to issue, apply for, acquire, vary or dispose of a financial product limited to:
foreign exchange contracts to wholesale clients; and
securities to wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
debentures, stocks or bonds issued or proposed to be issued by a government to wholesale clients;
derivatives to wholesale clients;
foreign exchange contracts to wholesale clients;
managed investment schemes excluding IDPS to wholesale clients; and
securities to wholesale clients.
Deal in a financial product limited to underwrite a financial product limited to:
managed investment schemes to wholesale clients; and
securities to wholesale clients.
Make a market for a financial product limited to:
financial products other than: (a) derivatives; (b) foreign exchange contracts; and (c) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body to wholesale clients.
Provide a custodial or depository service other than IDPS to wholesale clients.
Related licences & representatives (2)
Frequently asked questions about AFSL 350159
What is AFSL 350159?
AFSL 350159 is the Australian Financial Services Licence held by Clsa Australia Pty Ltd, recorded on ASIC's AFSL register.
Is this licence current?
On the latest public ASIC data shown here, AFSL 350159 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.
What is this licensee authorised to do?
Under AFSL 350159, the licensee is authorised for Custodial Services, Deposit Products, Derivatives, Foreign Exchange, Managed Investments and Securities. The exact authorisations and conditions are listed above.
How do I verify AFSL 350159?
Look up the company or AFSL 350159 on ASIC Connect, then compare the status and details there with this page.
Is this the official ASIC register?
No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.