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Hamilton Asset Management Limited

CurrentAustralian Financial Services LicenceAFSL 343546

This is the public ASIC register record for Hamilton Asset Management Limited's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.

Licence overview

AFSL
343546
Status
Current
Issued
2010-06-25
ABN
75 139 473 699
Location
HAMILTON, NSW
Monitor this licence for status changesFree →

Authorised financial services

Licence conditions43 items

This licence authorises the licensee to carry on a financial services business to:

provide general financial product advice to retail and wholsale clients for the following classes of financial products:

deposit and payment products limited to:

basic deposit products;

deposit products other than basic deposit products;

derivatives;

foreign exchange contracts;

debentures, stocks or bonds issued or proposed to be issued by a government; and

securities;

provide financial product advice to retail and wholesale clients, for the following classes of financial products:

interests in managed investment schemes, including:

investor directed portfolio services;

securities which would be derivatives under section 761D, but for the operation of section 761D(3)(c) or regulation 7.1.04(7) of the Corporations Regulations; and

securities;

deal in a financial product by:

issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:

derivatives;

foreign exchange contracts; and

interests in managed investment schemes limited to:

own managed investment scheme only; and

securities which would be derivatives under section 761D, but for the operation of section 761D(3)(c) or regulation 7.1.04(7) of the Corporations Regulations.

applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:

deposit and payment products limited to:

basic deposit products;

deposit products other than basic deposit products;

derivatives;

foreign exchange contracts;

debentures, stocks or bonds issued or proposed to be issued by a government;

interests in managed investment schemes including:

investor directed portfolio services; and

securities;

operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:

"Hamilton Income Fund" scheme (ARSN: 144 611 236),

a scheme which only holds the following types of property:

derivatives; and

financial assets; and

"Hamilton Investment Fund" scheme (ARSN: 144 611 165),

a scheme which only holds the following types of property:

derivatives; and

financial assets; and

provide the following custodial or depository services:

operate custodial or depository services other than investor directed portfolio services;

to retail and wholesale clients.

Related licences & representatives (6)

Frequently asked questions about AFSL 343546

What is AFSL 343546?

AFSL 343546 is the Australian Financial Services Licence held by Hamilton Asset Management Limited, recorded on ASIC's AFSL register.

Is this licence current?

On the latest public ASIC data shown here, AFSL 343546 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.

What is this licensee authorised to do?

Under AFSL 343546, the licensee is authorised for Custodial Services, Deposit Products, Derivatives, Foreign Exchange, Managed Investments and Securities. The exact authorisations and conditions are listed above.

How do I verify AFSL 343546?

Look up the company or AFSL 343546 on ASIC Connect, then compare the status and details there with this page.

Is this the official ASIC register?

No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.

AFSL 343546 — HAMILTON ASSET MANAGEMENT LIMITED (HAMILTON, NSW)