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Draupner Investment Management Pty Ltd

CurrentAustralian Financial Services LicenceAFSL 303566

This is the public ASIC register record for Draupner Investment Management Pty Ltd's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.

Licence overview

AFSL
303566
Status
Current
Issued
2006-08-31
ABN
16 112 894 845
Location
COTTESLOE, WA
Monitor this licence for status changesFree →

Authorised financial services

Licence conditions37 items

This licence authorises the licensee to carry on a financial services business to:

provide financial product advice to retail clients for the following classes of financial products:

derivatives;

interests in managed investment schemes excluding investor directed portfolio services;

securities;

provide financial product advice to wholesale clients for the following classes of financial products:

deposit and payment products limited to:

basic deposit products;

deposit products other than basic deposit products;

derivatives;

interests in managed investment schemes including:

investor directed portfolio services;

securities;

standard margin lending facility; and

deal in a financial product by:

issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:

derivatives;

interests in managed investment schemes excluding investor directed portfolio services;

securities; and

applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail clients in respect of the following classes of products:

deposit and payment products limited to:

basic deposit products;

deposit products other than basic deposit products;

derivatives;

interests in managed investment schemes excluding investor directed portfolio services;

securities; and

applying for, acquiring, varying or disposing of a financial product on behalf of another person to wholesale clients in respect of the following classes of products:

deposit and payment products including:

basic deposit products;

deposit products other than basic deposit products; and

derivatives;

interests in managed investment schemes including:

investor directed portfolio services;

securities;

standard margin lending facility; and

provide the following custodial or depository services to retail and wholesale clients:

operate custodial or depository services other than investor directed portfolio services.

Related licences & representatives (15)

Frequently asked questions about AFSL 303566

What is AFSL 303566?

AFSL 303566 is the Australian Financial Services Licence held by Draupner Investment Management Pty Ltd, recorded on ASIC's AFSL register.

Is this licence current?

On the latest public ASIC data shown here, AFSL 303566 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.

What is this licensee authorised to do?

Under AFSL 303566, the licensee is authorised for Credit & Lending, Custodial Services, Deposit Products, Derivatives, Managed Investments and Securities. The exact authorisations and conditions are listed above.

How do I verify AFSL 303566?

Look up the company or AFSL 303566 on ASIC Connect, then compare the status and details there with this page.

Is this the official ASIC register?

No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.

AFSL 303566 — DRAUPNER INVESTMENT MANAGEMENT PTY LTD (COTTESLOE, WA)