Fleming Funds Management Pty Ltd
This is the public ASIC register record for Fleming Funds Management Pty Ltd's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.
Licence overview
- AFSL
- 300641
- Status
- Current
- Issued
- 2006-07-03
- ABN
- 70 117 738 440
- Location
- SYDNEY, NSW
Authorised financial services
Licence conditions20 items
This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes excluding investor directed portfolio services; and
securities; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
interests in managed investment schemes excluding investor directed portfolio services; and
securities;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes excluding investor directed portfolio services; and
securities; and
underwriting:
interests in managed investment schemes; and
an issue of securities;
to wholesale clients.
Related licences & representatives (3)
Frequently asked questions about AFSL 300641
What is AFSL 300641?
AFSL 300641 is the Australian Financial Services Licence held by Fleming Funds Management Pty Ltd, recorded on ASIC's AFSL register.
Is this licence current?
On the latest public ASIC data shown here, AFSL 300641 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.
What is this licensee authorised to do?
Under AFSL 300641, the licensee is authorised for Derivatives, Managed Investments and Securities. The exact authorisations and conditions are listed above.
How do I verify AFSL 300641?
Look up the company or AFSL 300641 on ASIC Connect, then compare the status and details there with this page.
Is this the official ASIC register?
No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.