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Henley Underwriting & Investment Company Pty Ltd

CurrentAustralian Financial Services LicenceAFSL 260967

This is the public ASIC register record for Henley Underwriting & Investment Company Pty Ltd's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.

Licence overview

AFSL
260967
Status
Current
Issued
2004-02-20
ABN
75 000 034 435
Location
HAMILTON, NSW
Monitor this licence for status changesFree →

Authorised financial services

Licence conditions32 items

This licence authorises the licensee to carry on a financial services business to:

provide financial product advice for the following classes of financial products:

deposit and payment products limited to:

basic deposit products;

deposit products other than basic deposit products;

derivatives;

debentures, stocks or bonds issued or proposed to be issued by a government;

interests in managed investment schemes including:

investor directed portfolio services;

retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);

securities; and

superannuation; and

deal in a financial product by:

issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:

derivatives;

interests in managed investment schemes excluding investor directed portfolio services; and

securities;

applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:

deposit and payment products limited to:

basic deposit products;

deposit products other than basic deposit products;

derivatives;

debentures, stocks or bonds issued or proposed to be issued by a government;

interests in managed investment schemes including:

investor directed portfolio services;

retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);

securities; and

superannuation; and

underwriting:

interests in managed investment schemes; and

an issue of securities;

to retail and wholesale clients.

Frequently asked questions about AFSL 260967

What is AFSL 260967?

AFSL 260967 is the Australian Financial Services Licence held by Henley Underwriting & Investment Company Pty Ltd, recorded on ASIC's AFSL register.

Is this licence current?

On the latest public ASIC data shown here, AFSL 260967 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.

What is this licensee authorised to do?

Under AFSL 260967, the licensee is authorised for Deposit Products, Derivatives, Managed Investments, Securities and Superannuation. The exact authorisations and conditions are listed above.

How do I verify AFSL 260967?

Look up the company or AFSL 260967 on ASIC Connect, then compare the status and details there with this page.

Is this the official ASIC register?

No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.

AFSL 260967 — HENLEY UNDERWRITING & INVESTMENT COMPANY PTY LTD (HAMILTON, NSW)