Specialised Private Capital Ltd

This licence authorises the licensee to carry on a financial services business to:

provide financial product advice for the following classes of financial products:

derivatives;

foreign exchange contracts; and

interests in managed investment schemes including:

investor directed portfolio services;

from 1 July 2022, securities in a CCIV;

deal in a financial product by:

issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:

derivatives;

foreign exchange contracts; and

interests in managed investment schemes including:

investor directed portfolio services; and

applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:

deposit and payment products limited to:

basic deposit products;

deposit products other than basic deposit products;

derivatives;

foreign exchange contracts;

general insurance products;

debentures, stocks or bonds issued or proposed to be issued by a government;

interests in managed investment schemes including:

investor directed portfolio services;

retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);

securities; and

superannuation;

operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:

"Fixed Income Strategy 2" scheme (ARSN: 616 097 717),

a scheme which only holds the following types of property:

derivatives; and

financial assets;

"Vinva Global Systematic Equities Fund" scheme (ARSN: 635 318 991),

a scheme which only holds the following types of property:

derivatives; and

financial assets;

"Multi Strategy Alternative Fund" scheme (ARSN: 627 157 813),

a scheme which only holds the following types of property:

derivatives; and

financial assets; and

schemes which only hold the following types of property:

financial assets; and

provide the following custodial or depository services:

operate investor directed portfolio services (each of which is referred to as the IDPS);

to retail and wholesale clients.