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Human Financial Management Limited

CurrentAustralian Financial Services LicenceAFSL 227677

This is the public ASIC register record for Human Financial Management Limited's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.

Licence overview

AFSL
227677
Status
Current
Issued
2003-12-01
ABN
99 067 544 549
Location
SYDNEY, NSW
Monitor this licence for status changesFree →

Authorised financial services

Licence conditions42 items

This licence authorises the licensee to carry on a financial services business to:

provide financial product advice for the following classes of financial products:

deposit and payment products limited to:

basic deposit products;

deposit products other than basic deposit products;

debentures, stocks or bonds issued or proposed to be issued by a government;

life products including:

investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and

life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;

interests in managed investment schemes including:

investor directed portfolio services;

retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);

securities;

standard margin lending facility; and

superannuation;

deal in a financial product by:

issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:

derivatives;

foreign exchange contracts; and

interests in managed investment schemes including:

investor directed portfolio services; and

applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:

deposit and payment products limited to:

basic deposit products;

deposit products other than basic deposit products;

derivatives;

foreign exchange contracts;

debentures, stocks or bonds issued or proposed to be issued by a government;

life products including:

investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and

life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;

interests in managed investment schemes including:

investor directed portfolio services;

retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);

securities;

standard margin lending facility; and

superannuation; and

operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:

schemes which only hold the following types of property:

derivatives; and

financial assets;

to retail and wholesale clients.

Related licences & representatives (1)

Frequently asked questions about AFSL 227677

What is AFSL 227677?

AFSL 227677 is the Australian Financial Services Licence held by Human Financial Management Limited, recorded on ASIC's AFSL register.

Is this licence current?

On the latest public ASIC data shown here, AFSL 227677 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.

What is this licensee authorised to do?

Under AFSL 227677, the licensee is authorised for Credit & Lending, Deposit Products, Derivatives, Foreign Exchange, Life Insurance, Managed Investments, Securities and Superannuation. The exact authorisations and conditions are listed above.

How do I verify AFSL 227677?

Look up the company or AFSL 227677 on ASIC Connect, then compare the status and details there with this page.

Is this the official ASIC register?

No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.

AFSL 227677 — HUMAN FINANCIAL MANAGEMENT LIMITED (SYDNEY, NSW)