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Fiig Securities Limited

CurrentAustralian Financial Services LicenceAFSL 224659

This is the public ASIC register record for Fiig Securities Limited's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.

Licence overview

AFSL
224659
Status
Current
Issued
2002-12-20
ABN
68 085 661 632
Location
SYDNEY, NSW
Monitor this licence for status changesFree →

Authorised financial services

Licence conditions32 items

This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:

Provide financial product advice limited to personal and general financial product advice limited to:

basic deposit products to wholesale clients;

debentures, stocks or bonds issued or proposed to be issued by a government to wholesale clients;

foreign exchange contracts to wholesale clients;

managed investment schemes excluding IDPS to wholesale clients;

non-basic deposit products to wholesale clients;

non-cash payment products to wholesale clients; and

securities to wholesale clients.

Provide financial product advice limited to general financial product advice limited to:

basic deposit products to retail clients;

debentures, stocks or bonds issued or proposed to be issued by a government to retail clients;

foreign exchange contracts to retail clients;

managed investment schemes excluding IDPS to retail clients;

non-basic deposit products to retail clients;

non-cash payment products to retail clients; and

securities to retail clients.

Deal in a financial product limited to issue, apply for, acquire, vary or dispose of a financial product limited to:

foreign exchange contracts to retail and wholesale clients; and

managed investment schemes limited to own managed investment schemes to retail and wholesale clients.

Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:

basic deposit products to retail and wholesale clients;

debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;

foreign exchange contracts to retail and wholesale clients;

managed investment schemes excluding IDPS to retail and wholesale clients;

non-basic deposit products to retail and wholesale clients;

non-cash payment products to retail and wholesale clients; and

securities to retail and wholesale clients.

Make a market for a financial product limited to:

debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body to retail and wholesale clients; and

financial products other than: (a) derivatives; (b) foreign exchange contracts; and (c) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body to retail and wholesale clients.

Provide a custodial or depository service other than IDPS to retail and wholesale clients.

Frequently asked questions about AFSL 224659

What is AFSL 224659?

AFSL 224659 is the Australian Financial Services Licence held by Fiig Securities Limited, recorded on ASIC's AFSL register.

Is this licence current?

On the latest public ASIC data shown here, AFSL 224659 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.

What is this licensee authorised to do?

Under AFSL 224659, the licensee is authorised for Custodial Services, Deposit Products, Derivatives, Foreign Exchange, Managed Investments, Non-Cash Payments and Securities. The exact authorisations and conditions are listed above.

How do I verify AFSL 224659?

Look up the company or AFSL 224659 on ASIC Connect, then compare the status and details there with this page.

Is this the official ASIC register?

No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.