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Smallco Investment Manager Limited

CurrentAustralian Financial Services LicenceAFSL 224108

This is the public ASIC register record for Smallco Investment Manager Limited's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.

Licence overview

AFSL
224108
Status
Current
Issued
2002-12-24
ABN
89 092 626 090
Location
SYDNEY, NSW
Monitor this licence for status changesFree →

Authorised financial services

Licence conditions19 items

This licence authorises the licensee to carry on a financial services business to:

provide general financial product advice for the following classes of financial products:

interests in managed investment schemes limited to:

own managed investment scheme only;

deal in a financial product by:

issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:

interests in managed investment schemes limited to:

own managed investment scheme only; and

applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:

debentures, stocks or bonds issued or proposed to be issued by a government; and

securities; and

operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:

"Smallco Investment Fund" scheme (ARSN: 103 148 107),

a scheme which only holds the following types of property:

financial assets; and

"Smallco Broadcap Fund" scheme (ARSN: 163 030 626),

a scheme which only holds the following types of property:

financial assets;

to retail and wholesale clients.

Frequently asked questions about AFSL 224108

What is AFSL 224108?

AFSL 224108 is the Australian Financial Services Licence held by Smallco Investment Manager Limited, recorded on ASIC's AFSL register.

Is this licence current?

On the latest public ASIC data shown here, AFSL 224108 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.

What is this licensee authorised to do?

Under AFSL 224108, the licensee is authorised for Managed Investments and Securities. The exact authorisations and conditions are listed above.

How do I verify AFSL 224108?

Look up the company or AFSL 224108 on ASIC Connect, then compare the status and details there with this page.

Is this the official ASIC register?

No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.